Transactions

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Citigroup Inc

F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturity date is 8/15/2021, interest rate is 2.25% SP gates Industrial Corporat ion plcOrdinary Shares (gTES)

g fedcF ILING S TATUS : Amended D ESCRIPTION : EXCHANGE IN - NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID, COUPON 5.375%, DUE 11-15-2025, CUSIP 64966MPV5 2000036176 NEW YORK NY SUBSER J 1 G/O UNLTD B\E

g fedcF ILING S TATUS : Amended ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > D ESCRIPTION : EXCHANGE OUT - NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E, COUPON 5.25%, DUE 09-01-2024, CUSIP 64966HBC3 2000036177 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B\E

g fedcF ILING S TATUS : Amended D ESCRIPTION : EXCHANGE IN - NEW YORK NY FISCAL 20XXX PARTIAL CALL 64966G-7J-5 OID, COUPON 4.75%, DUE 09-21-18, CUSIP 649661915 2000036178 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E

g fedcF ILING S TATUS : Amended D ESCRIPTION : EXCHANGE IN - NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E, COUPON 5.25%, DUE 09-01-2024, CUSIP 64966MUS6 2000036172 NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E

g fedcF ILING S TATUS : Amended D ESCRIPTION : EXCHANGE IN - NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E, COUPON 5.25%. DUE 09-01-2024, CUSIP 64966MUN7 2000036173 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E

g fedcF ILING S TATUS : New D ESCRIPTION : EAST QUOGUE NY UN FREE S/D SUFFOLK CNTY G/O LTD B/E ST AID WITHHLDG, COUPON 3.00%, DUE 06-15-2035, CUSIP 274667CX0 2000036174 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E

NationsBuilders Insurance Services, Inc. Company: SunTX NBIS Holdings, L.P.  (Dallas, TX) Description: Insurance Company

NationsBuilders Insurance Services, Inc. Company: SunTX NBIS Holdings, L.P.  (Dallas, TX) Description: Insurance Company

NationsBuilders Insurance Services, Inc. Company: SunTX NBIS Holdings, L.P.  (Dallas, TX) Description: Insurance Company

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Altria Group, Inc. (Mo)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 schlumberger N.V. (sLb)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 ID Owner Asset Transaction Type Notification Date Amount Wells Fargo & Company (WFC)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3JT Schlumberger N.V. (SLb)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1West Pharmaceutical Services, Inc.(WST)

F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Kansas City South ern (KSU)

F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Oracle Corporation (ORCL) S 01/30/2018 02/4/2018 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA Filing ID #20008879 SP Oracle Corporation (ORCL) S 01/30/2018 02/4/2018 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Priceline group

ranSactionS iD owner asset transaction type notification Date amount SP Boston Scientific Corporatio n (BSX)P 01/22/2018 01/29/2018 $962.57 F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Be neficiary IRASP Dr Pepper Snapple group, Inc Dr Pepper Snapple group, Inc (DPS) P 01/29/2018 02/4/2018 $1,001 - $15,000 F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Be neficiary IRASP gates Industrial Corporat ion plcOrdinary Shares (gTES) P 01/30/2018 02/4/2018 $781.64 F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Be neficiary IRASP Kansas City South ern (KSu)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E

F ILING S TATUS : New D ESCRIPTION : EXCHANGE IN - NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E, COUPON 5.25%. DUE 09-01-2024, CUSIP 64966MUN7 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E

F ILING S TATUS : New D ESCRIPTION : EXCHANGE IN - NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E, COUPON 5.25%, DUE 09-01-2024, CUSIP 64966MUS6 NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E

F ILING S TATUS : New D ESCRIPTION : EXCHANGE IN - NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E, COUPON 5.00%. DUE 05-15-2029, CUSIP 64966MVL0 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E

F ILING S TATUS : New D ESCRIPTION : EXCHANGE OUT - NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E, COUPON 5.25%, DUE 09-01- 2024, CUSIP 64966HBC3 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B\E

F ILING S TATUS : New D ESCRIPTION : EXCHANGE IN - NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID, COUPON 5.375%, DUE 11-15-2025, CUSIP 64966MPV5 NEW YORK NY SUBSER J 1 G/O UNLTD B\E

F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 275 EXP 02/23/2018 - CBoE MINI SPX INDEX

ranSactionS iD owner asset transaction type notification Date amount DC astroNova, Inc. (aloT)

US Global Jets ETF

g fedcbF IlINg s TATus : Amended 2000035482 JT Phenix City Al sch Wts genl Oblig [gs]

g fedcbF IlINg s TATus : Amended 2000035483 JT Mobile Cnty Ala Brd sch Commrs [gs]

g fedcF IlINg s TATus : Amended 2000035481 JT Etowah Cnty Ala Brd Ed Cap Outlay [gs]

ranSactionS iD owner asset transaction type notification Date amount JT Etowah Cnty ala Brd Ed Cap Outlay

F IlINg s TaTus : New JT Mobile Cnty ala Brd sch Commrs

F IlINg s TaTus : New JT Phenix City al sch Wts genl Oblig

ranSactionS iD owner asset transaction type notification Date amount groupon, Inc. (gRPN)

F IlINg s TaTus : New Netflix, Inc. (NFlX)

F IlINg s TaTus : New Vanguard Financials ETF (VFH)

F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturity date is 2/29/2019, interest rate is 2.5% SP Dr Pepper Snapple group, Inc Dr Pepper Snapple group, Inc (DPS) P 01/29/2018 02/4/2018 $15,001 - $50,000 F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Fidelity National Inform

ranSactionS iD owner asset transaction type notification Date amount apple Inc. (aaPl)

F IlINg s TaTus : New general Electric Company (gE)

F IlINg s TaTus : New PayPal Holdings, Inc. (PYPl)

F IlINg s TaTus : New Texas Instruments Incorporated (TXN)

ranSactionS iD owner asset transaction type notification Date amount TENN HSg DEV agY RSDL FINg PRog REV ISSUE 3 REVENUE boNDS

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP bank of America Corporat ion (bAC)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP general Electric Company (gE)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Facebook, Inc. - Class a (FB)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP iShares Core S&P Mid-Cap E TF (IJH)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP iShares Core S&P Small-Cap ETF (IJR)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP iShares Russell 1000 growth ETF (IWF)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP iShares U.S. Real Estate ETF (IYR)