Transactions

Walmart Inc.

RI HEALTH & EDUC 762197TQ4 Rate/Coupon: 4.0 Matures: 09/15/2034

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 CLIRN ISSUER bAC CAP 17.92% SV 1,334.341 DUE 11/21/18 SP R2000 STEPUP ISSUER bARC STEP 35.00% SV 1,375.595 DUE 01/28/22

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT alphabet Inc. - Class C Capital Stock (GooG)

NVIDIA Corporation

ranSactionS iD owner asset transaction type notification Date amount sP Northwest Natural gas Comp any(NWN)

ranSactionS iD owner asset transaction type notification Date amount CINCINNATI FINANCIAL CORP SENIOR DEBENTURE, RATE: 6.92 P 03/2/2018 03/2/2018 $15,001 - $50,000 F ILINg S TATUS : New S UBHOLDINg O F : LISA BLUNT ROCHESTER IRA D ESCRIPTION : CINCINNATI FINANCIAL CORP SENIOR DEBENTURE, RATE: 6.92 HESS CORPORATION SENIOR NOTE M/W 8.125% 02/15/2019

ranSactionS iD owner asset transaction type notification Date amount Massachusetts St Sch 5.0% 02/15/ 26

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untHeico Corporation (HEI.a)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SPX MaR 16 2150 PUT P 02/5/2018 02/5/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT SPX MaR 16 2350 PUT P 02/5/2018 02/5/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT FEb 16 118 PUT

23 117.5 PUT S 02/9/2018 02/9/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT FEb 9 119 PUT P 02/9/2018 02/9/2018 $15,001 - $50,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT FEb 9 119.5 PUT P 02/8/2018 02/8/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT FEb 9 199 PUT S 02/7/2018 02/7/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT FEb 9 PUT P 02/7/2018 02/7/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT MaR 02 118 PUT S 02/8/2018 02/8/2018 $15,001 - $50,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT MaR 2 116.5 PUT

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP First Trust DJ Interne t Index Fund(FDN)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP PowerShares QQQ Trust, Series 1 (QQQ)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Equifax, Inc. (EFX)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 JP Morgan Chase & Co. (JPM) s 02/7/2018 02/7/2018 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Kimberly-Clark Corporation ( KMb)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untJT abIoMEd, Inc. (abMd)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untJT Cognex Corporation (CGNX)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untJT Humana Inc. (HUM)

ranSactionS iD owner asset transaction type notification Date amount alibaba group Holding L imitedamerican Depositary sh ares eachrepresenting one Ordi nary share (BaBa)

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA DomesticMondelez International, Inc. - Class A (MDlZ)

F ILINg S TATUS : New D ESCRIPTIoN : PRoMISSoRY NTS-SER A-REF go BD PUT/XSP @ 253 EXP 04/20/2018 - CBoE MINI SPX INDEX

ranSactionS iD owner asset transaction type notification Date amount TENN HSg DEV agY RSDL FINg PRog REV NoN-aMT NoN aCE- ISSUE 4b REV bDS

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) SP PowerShares QQQ Trust, Series 1 (QQQ)

ID Owner Asset Transaction Type Notification Date Amount F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 12/21/18 P 02/6/2018 02/8/2018 $50,001 - $100,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 12/21/18 SP SP500 STEPUP ISSUER HSbC STEP 35.00% SV 2,296.68 S 02/9/2018 02/9/2018 $100,001 - $250,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 STEPUP ISSUER HSbC STEP 35.00% SV 2,296.68 Redemption SP SP500 STEPUP ISSUER HSbC STEP 35.00% SV 2,296.68 DUE 01/27/ 23S 02/9/2018 02/9/2018 $15,001 - $50,000 F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 STEPUP ISSUER HSbC STEP 35.00% SV 2,296.68 DUE 01/27/23 Redemption SP SPDR Dow Jones Industrial AverageETF (DIA)

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) SP SPDR S&P 500 (SPY)

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) SP SX5E ARN ISSUER bOFA CAP 17.70% SV 3,637.20 DUE 12/21/18

F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E ARN ISSUER bOFA CAP 17.70% SV 3,637.20 DUE 12/21/18 SP SX5E CLIRN ISSUER bAC CAP 24.90% SV 3,071.21 DUE 05/25/18

ID Owner Asset Transaction Type Notification Date Amount F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E CLIRN ISSUER bAC CAP 24.90% SV 3,071.21 DUE 05/25/18 SP SX5E STEPUP ISSUER bOFA STEP 26.91% SV 3,563.64 DUE 09/26/19

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Filing ID #20008999 Coty Inc. Class A (CoTY) s 02/1/2018 02/1/2018 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Dorman Products, Inc. (DoRM)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 united banksh ares, Inc. (ubsI)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > 2000036463 JT Decatur Ala City Brd Ed splTax sch [gs]

ranSactionS iD owner asset transaction type notification Date amount JT Decatur ala City Brd Ed spl Tax sch

F IlINg s TaTus : New JT Duke Energy Corporation ( DuK)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 sToRE Capital Corporation (sToR) P 02/7/2018 02/7/2018 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 united banksh ares, Inc. (ubsI)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT apple Inc. (aaPL)

g fedciD owner asset transaction type notification Date amount cap. gains > F ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Consulting & Evaluation ServicesJT Comcast Corporation - Cl ass a(CMCSa)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP Expedia Group, Inc. (EXPE)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Gary IRA SP Maiden Holdings, Ltd. (MHLD)

ranSactionS iD owner asset transaction type notification Date amount SP general Electric Company (gE)

Citigroup Inc.

SP The Cigna Group (CI)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT apple Inc. (aaPL)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2iD owner asset transaction type notification Date amount cap. gains > JT Eli Lilly and Company (LLY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untJT General Electric Company (GE)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3JT The Priceline Group Inc. (PCL N)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Microsoft Corporation (MSFT)

g fedcF IlINg s TaTus : New Microsoft Corporation (MsFT) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > general Electric Company (gE) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : 1,800 shares at $14.94 Workhorse group, Inc. (WKHs) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT apple Inc. (aaPL)