Transactions

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Kinder Morgan, Inc. (KMI)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Schlumberger N.V. (SLb)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management JT Schlumberger N.V. (SLb)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Pioneer Natural Resources Comp any(PXD)

F ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 Mecklenburg Cnty NC 5.0% 02/01/18

F IlINg s TaTus : New MPlX lP Common units Represen tinglimited Partner Interests (MPlX)

F IlINg s TaTus : New MPlX lP Common units Represen tinglimited Partner Interests (MPlX) s 12/8/2017 01/12/2018 $1,001 - $15,000 F IlINg s TaTus : New Noble Midstream Partn ers lP Commonunits Representing limited Partner Interests (NBlX)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Pioneer Natural Resources Comp any(PXD)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3JT bayer aktiengesellschaft american depositary Shares (baYRY)

ranSactionS iD owner asset transaction type notification Date amount SP Boston Scientific Corporatio n (BSX)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2Heico Corporation (HEI)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 CVs Health Corporation ( CVs)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Duke Energy Corporation ( DuK)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 DXC Technology Company ( DXC)

F IlINg s TaTus : New andeavor logistics lP Common units representing limited Partner Interests (aNDX)

F IlINg s TaTus : New Noble Midstream Partn ers lP Commonunits Representing limited Partner Interests (NBlX)

ranSactionS iD owner asset transaction type notification Date amount SP Applied Materials, Inc. (AMAT) P 12/7/2017 12/31/2017 $100,001 - $250,000 F ILING S TATUS : New S UBHOLDING O F : 18 - MSSB BROKERAGE ACCOUNT - IRA (AD/P) SP Delta Air Lines, Inc. (DAL)

ranSactionS iD owner asset transaction type notification Date amount SPX DEC 15 2590 CaLL

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL SPX JUN 29 2700 CaLL

ranSactionS iD owner asset transaction type notification Date amount SP Coca-Cola Company (KO) S 12/8/2017 12/12/2017 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Diageo plc (DEO)

F ILINg S TATUS : New PUT/SPY @ 200 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST

F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/SPY @ 230 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST

L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 261 EXP 02/16/2018 - CBoE MINI SPX INDEX

F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. THE goLDMAN SACHS gRoUP, INC. LINKED To FX BASKET 9% CoUPoN DUE 02/06/2020 STRUCTURED NoTE

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Diageo plc (DEO)

Regal Entertainment Group

HCEB Ballantyne, LLC Company: HCEB Ballantyne, LLC  (Englewood, CO) Description: Real Estate

F S : Amended S O : Merrill Lynch- Advisor Discretion Account Superior Industries International, Inc. Common Stock (SUP)

F S : New L : New York, NY, US D : Minority interest in LLC located in New York, New York. 2000084284 Henry Schein, Inc. (HSIC)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Caterpillar, Inc. (CAT)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Johnson Controls Intern ational plcOrdinary Share (JCI)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Intrexon Corporation (XON)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Henry Schein, Inc. (HSIC)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Advanced Micro Devices, Inc. (AMD)

Johnson Controls International plc

DISH Network Corporation

Newell Brands Inc.

MAINE STATE HSG AUTH Rate/Coupon: 2.45% Matures: 11/15/2025

MAINE STATE HSG AUTH Rate/Coupon: 2.25% Matures: 11/15/2024

Wells Fargo & Company

g fedcbF IlINg S TATuS : New 2000033351 SP Microsoft Corporation (MSFT)

SP Walt Disney Company (DIS)

SP TE Connectivity Ltd. New Switzerland Registered Shares (TEL)

SP Merck & Company, Inc. Common Stock (MRK)

The Goldman Sachs Group, Inc.

F IlINg S TaTuS : New SP u.S. Treasury Bills

ranSactionS iD owner asset transaction type notification Date amount CLark Cnty NV Sch D i 5.0% 06/15/21

F ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 N TX Tollway auth RE 5. 0% 01/01/25

ranSactionS iD owner asset transaction type notification Date amount gogo Inc. (gogo)

ranSactionS iD owner asset transaction type notification Date amount Andeavor Logistics LP Common Units representing Limited Partner Interests (ANDX)