Transactions

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount BRIARCLIFF MANOR NY RFDG PUB IMPT SER A G/O UNLTD B/E

ranSactionS iD owner asset transaction type notification Date amount sP Northwest Natural gas Comp any(NWN)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP R2000 ARN ISSUER HSbC CAP 12.75% SV 1,518.89 DUE 01/24/19

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 16.60% SV 2,036.71 DUE 03/28/18 SP SPDR DOW JONES INDUST AV ETF TRUST

F ILINg S TATUS : New S UbHOLDINg O F : SP M92 (Merrill Lynch) L OCATION : US D ESCRIPTION : SPDR DOW JONES INDUST AV ETF TRUST SP SX5E ARN ISSUER bOFA CAP 19.23% SV 3,579.32 DUE 01/25/19

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount JT Buckeye Partners l.P. (BPl)

F IlINg s TaTus : New JT Merck & Company, Inc. Common stock(MRK)

F IlING S TATUS : New S UBHOlDING O F : 18 - MSSB BROKERAGE ACCOUNT - IRA (AD/P) SP Delphi Automotive plc Ordinary Shares(DlPH) S 11/9/2017 11/23/2017 $100,001 - $250,000 F IlING S TATUS : New S UBHOlDING O F : 18 - MSSB BROKERAGE ACCOUNT - IRA (AD/P) SP Delphi Automotive plc Ordinary Shares(DlPH) S 11/9/2017 11/23/2017 $50,001 - $100,000 F IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP laboratory Corporation of Amer icaHoldings (lH)

F IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP lennar Corporation Class A (lEN)

100,001 - $250,000 F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PUT/XSP @ 249 EXP 02/16/2018 - CBoE MINI SPX INDEX S 11/9/2017 11/10/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 250 EXP 01/19/2018 - CBoE MINI SPX INDEX S 11/3/2017 11/4/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 255 EXP 12/22/2017 - CBoE MINI SPX INDEX

F ILINg S TATUS : New S UBHoLDINg o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note. WARREN WooDS MICH PUB SCHS go 5.0000% 05/01/24 MN RFDg UT BEo -MUNI BoND

F ILING S TATUS : New D ESCRIPTION : NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B\E OID, COUPON 4.750%, DUE 08/15/2025, CUSIP 64966G7J5 NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT RFDG NY UNIV SER A

ranSactionS iD owner asset transaction type notification Date amount JT alpha Pro Tech, ltd. (aPT)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP AT&T Inc. (T) P 11/30/2017 12/4/2017 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP E62 (Edward Jones) SP Cisco Systems, Inc. (CSCO)

F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) SP Endologix, Inc. (ELgX)

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E CLIRN ISSUER bOFA CAP 25.90% SV 3,333.96 DUE 02/22/19 SP SX5E LIRN ISSUER HSbC PART 118.00% SV 3,669.79 DUE 03/27/20

F IlINg s TaTus : New JT CVR Energy Inc. (CVI)

International Business Machines Corporation

The Procter & Gamble Company

F IlINg s TaTus : New D EsCRIPTIoN : Dividend reinvestment sP Northwest Natural gas Comp any(NWN)

F IlINg s TaTus : New JT Marlin Business services Corp. (MRlN)

thur Family 2008 Irr Tr FBo David MacArthur JT NextEra Energy, Inc. (NEE) S 11/6/2017 12/1/2017 $50,001 - $100,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT NRg ENERgY INC NTS B/E 07.250% 051526 P 11/30/2017 12/1/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Corp bond JT RICE ENERgY INC NTS B/E 06.250% 050122 S 11/11/2017 12/1/2017 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Corp bond redeemed JT SLM CoRP MED TERM NTS 07.250% 012522 S 11/28/2017 12/1/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Corp bond JT SLM CoRP MED TERM NTS 07.250% 012522 S 11/30/2017 12/1/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Corp bond JT SPRINT CoRP NTS B/E 11.500% 111521

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Alibaba Group Holding l imitedAmerican Depositary Sh ares eachrepresenting one Ordi nary share (BABA)

F IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP Suncor Energy Inc. (SU)

ranSactionS iD owner asset transaction type notification Date amount SP Verizon Communications Inc. (VZ)

F ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estBAY CITY MICH SCH DIST go 5% 11/01/23 MN RFDg UT BEo - MUNI BoND P 11/30/2017 12/1/2017 $15,001 - $50,000 F ILINg S TATUS : New gRAND LEDgE MICH PUB SCHS DIST go 5% 05/01/24 MN go REF BDS 2015 UT BEo SR LIEN - MUNI BoND P 11/7/2017 11/8/2017 $15,001 - $50,000 F ILINg S TATUS : New gRAND VALLEY MICH ST UNIV REV REV 5% 12/01/23 JD gEN BDS 2017 BEo - MUNI BoND

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untJT Infineon Technolog ies aG (IFNNY)

ranSactionS iD owner asset transaction type notification Date amount sP Northwest Natural gas Comp any(NWN)

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) SP general Electric Company (gE)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Northrop grumman Corporation (NOC)

ranSactionS iD owner asset transaction type notification Date amount Cisco Systems, Inc. (CSCo)

F IlINg s TaTus : New JT Enterprise Products Partners l.P. (EPD)P 11/8/2017 11/15/2017 $1,001 - $15,000 F IlINg s TaTus : New JT IDT Corporation Class B (IDT)

F IlINg s TaTus : New JT Nucor Corporation (NuE)

F IlINg s TaTus : New JT Pattern Energy group Inc. - Cl ass a(PEgI) P 11/1/2017 11/15/2017 $1,001 - $15,000 F IlINg s TaTus : New JT Pembina Pipeline Corp. ordinary shares(PBa) E 11/1/2017 11/15/2017 $15,001 - $50,000 Filing ID #20008487 F IlINg s TaTus : New D EsCRIPTIoN : Exchange of Veresen Inc. stock for Pembina Pipeline stock d ue to merger.JT Preferred apartment Communi ties, Inc.(aPTs)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Cigna Corporation (CI) s 11/8/2017 11/8/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 CVs Health Corporation ( CVs)s 11/1/2017 11/1/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 CVs Health Corporation ( CVs)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Filing ID #20008426 Duke Energy Corporation ( DuK)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 state street Corporation (sTT)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Xcel Energy Inc. (XEL)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 CVs Health Corporation ( CVs)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Duke Energy Corporation ( DuK)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Regal Entertainm ent Group Class A(RGC) s 12/8/2017 12/8/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 state street Corporation (sTT)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 union Pacific Corporatio n (uNP)s 12/6/2017 12/6/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Xcel Energy Inc. (XEL)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Martin Marietta Materials, Inc. (MLM)

PACIFIC GAS & ELEC B/E 02.950% 030126 DTD030116 Rate/Coupon: 2.950% Matures: 03/01/2026

F ILING S TATUS : New D ESCRIPTION : BRIARCLIFF MANOR NY RFDG PUB IMPT SER A G/O UNLTD B/E, COUPON 3.00%, DUE 09/01/2022, CUSIP 107799LB2 METROPOLITAN TRANSN AUTH NY REV PREFEFUNDED TRANS SER A B/E

F ILING S TATUS : New D ESCRIPTION : REDEMPTION-METROPOLITAN TRANSN AUTH NY REV PREREFUNDED TRANS SER A B/E, COUPON 5.00%, DUE 11/15/2037, CUSIP 59261AGK7 METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER A B/E

F ILING S TATUS : New D ESCRIPTION : REDEMPTION-METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER A B/E, COUPON 5.00%, DUE 11/15/2037, CUSIP 59261AGF8 METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER B B/E

F ILING S TATUS : New D ESCRIPTION : REDEMPTION-METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER B B/E, COUPON 5.00%. DUE 11/15/2033, CUSIP 59261AGD3 METROPOLITAN TRANSN AUTH NY REV TRANSN SER A B/E AGM

METROPOLITAN TRANSN AUTH NY REV UNREFUNDED BAL SER B B/E

F ILING S TATUS : New D ESCRIPTION : REDEMPTION-METROPOLITAN TRANSN AUTH NY REV UNREFUNDED BAL SER B B/E, COUPON 5.00%, DUE 11/15/2033, CUSIP 59261AGH4 METROPOLITAN TRANSN AUTH NY SER B REV B/E