Transactions

g fedcF IlINg s TaTus : New DC advanced Micro Devices, Inc. (aMD) [sT]

F ILINg S TATuS : New S ubHOLDINg O F : SP M92 (Merrill Lynch) L OCATION : uS D ESCRIPTION : POWERSHARES QQQ TRuST SE 1 SP SP500 ARN ISSuER bOFA CAP 10.00% SV 2,560.40 DuE 12/21/18 P 10/26/2017 11/2/2017 $50,001 - $100,000 F ILINg S TATuS : New S ubHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : uS D ESCRIPTION : SP500 ARN ISSuER bOFA CAP 10.00% SV 2,560.40 DuE 12/21/18 SP SP500 CLIRN ISSuER bAC CAP 14.04% SV 2,089.41 DuE 10/27/17

F ILINg S TATuS : New S ubHOLDINg O F : Collins/Lofgren Family Trust SP CMS Energy Corporation (CMS)

F ILINg S TATuS : New S ubHOLDINg O F : John Marshall Collins Rollover IRA SP NextEra Energy, Inc. (NEE)

F ILING S TaTUS : New S UBHoLDING o F : 16 - MSSB BRoKERaGE aCCoUNT - IRa (CD/P) SP Intel Corporation (INTC)

F ILING S TaTUS : New S UBHoLDING o F : 18 - MSSB BRoKERaGE aCCoUNT - IRa (aD/P) Filing ID #20008293 SP Lennar Corporation Class a (LEN)

F ILING S TATUS : New D ESCRIPTION : NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E, COUPON 5.25%, DUE 09-01-2024, COUPON 64966HBC3 NEW YORK NY PREREF FISCAL 2008 SUB C 1 G/O B/E AGM S 11/2/2017 11/30/2017 $1,001 - $15,000 F ILING S TATUS : New D ESCRIPTION : REDEMPTION OF NEW YORK NY PREREF FISCAL 2008 SUB SER C-1 G/O B/E AGM, COUPON 5.00%, DUE 10-01-2024, CUSIP 64966L6V8 PORT AUTH NY & NJ CON ONE HUNDRED SIXTIETH REV B/E

F ILING S TATUS : New D ESCRIPTION : PORT AUTH NY & NJ CON ONE HUNDRED SIXTIETH REV B/E, COUPON 4.125%, DUE 09-15-203 2,Filing ID #20008488 CUSIP 73358WAP9 RIVERHEAD NY PUB IMPT G/O ULTD B/E

ranSactionS iD owner asset transaction type notification Date amount sP general Electric Company (gE)

Merck & Co., Inc.

Bristol-Myers Squibb Company

Citigroup Inc.

JPMorgan Chase & Co.

AT&T Inc.

CVS Health Corporation

The Walt Disney Company

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA DomesticNorfolk Southern Corporation (NSC)

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA DomesticExelon Corporation (EXC)

g fedcF IlINg s TaTus : New DC The Bon-Ton stores, Inc. (BONT)[sT]

g fedcF IlINg s TaTus : New DC atossa genetics Inc. ( aTOs) [sT]

F ILING S TaTuS : New S uBHoLDING o F : GRRTS LTD JT Dignity Health 3.812% 11/01/2024

F ILING S TaTuS : New S uBHoLDING o F : GRRTS LTD JT New York NY City Hsg D ev Corp 3.428%2/1/2029

F IlINg s TaTus : New JT glaxosmithKline PlC (gsK)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Johnson & Johnson (JNJ)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 PbF Energy Inc. Class A (PbF) s 11/9/2017 11/9/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Pfizer, Inc. (PFE)

ranSactionS iD owner asset transaction type notification Date amount SP glaxoSmithKline PlC (gSK)

Gilead Sciences, Inc.

ETN-Eaton Corporation plc

Accenture plc

The Walt Disney Company

CVS Health Corporation

AT&T Inc.

Medtronic plc

Abbott Laboratories

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT gLD oCT 6 124 PUT P 10/4/2017 10/4/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 2435 PUT

F IlINg s TaTus : New JT glaxosmithKline PlC (gsK)

F ILING S TATUS : New S UBHoLDING o F : CHARLES SWABB ACCoUNT BP p.l.c. (BP)

F ILING S TaTUS : New S UBHoLDING o F : 18 - MSSB BRoKERaGE aCCoUNT - IRa (aD/P) Medical Related Investments, LLC

Abbott Laboratories

Medtronic plc

g fedcF IlINg s TaTus : New DC Pareteum Corporation (TEuM) [sT]

g fedcF IlINg s TaTus : New DC Dextera surgical Inc. ( DXTR) [sT]

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Carnival Corporation (CCL) S 10/3/2017 10/28/2017 $100,001 - $250,000 F ILING S TaTUS : New S UBHoLDING o F : 18 - MSSB BRoKERaGE aCCoUNT - IRa (aD/P) SP Celgene Corporation ( CELG)

F ILING S TaTUS : New S UBHoLDING o F : 16 - MSSB BRoKERaGE aCCoUNT - IRa (CD/P) SP Celgene Corporation ( CELG)

F ILING S TaTUS : New S UBHoLDING o F : 18 - MSSB BRoKERaGE aCCoUNT - IRa (aD/P) SP JP Morgan Chase & Co. (JPM)

F ILING S TaTUS : New S UBHoLDING o F : 18 - MSSB BRoKERaGE aCCoUNT - IRa (aD/P) SP JP Morgan Chase & Co. (JPM)

DowDuPont Inc.

SPDR S&P Semiconductor ETF

Lattice Semiconductor Corporation

Allergan plc