Transactions

Cisco Systems, Inc.

F ILINg S TaTUS : New S UBHoLDINg o F : UBS Brokerage account SP Mylan N.V. (MYL) S 08/3/2017 08/15/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UBHoLDINg o F : UBS Brokerage account SP Starbucks Corporation (SBUX) S 08/9/2017 08/15/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UBHoLDINg o F : UBS Brokerage account SP Walt Disney Company (DIS) S 08/9/2017 08/15/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UBHoLDINg o F : UBS Brokerage account Whole Foods Market, I nc. (WFM)

F ILINg S TaTUS : New S UBHoLDINg o F : Fidelity Investments Brokerage account D ESCRIPTIoN : merger payout Whole Foods Market, I nc. (WFM)

F IlINg S TaTuS : New SP Microsoft Corporation (MSFT)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Andeavor Logistics LP Common Units representing Limited Partner Interests (ANDX) S 08/9/2017 08/10/2017 $15,001 - $50,000 F ILINg S TATUS : New D ESCRIPTIoN : Formerly known as Tesoro Logistics LP (name changed to And eavor Logistics LP on 8/1/17).BIRMINgHAM MICH PUB SCHS go 5% 11/01/20 MN RFDg UT BEo SR LIEN - MUNI BoND P 08/3/2017 08/4/2017 $100,001 - $250,000 F ILINg S TATUS : New S UBHoLDINg o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC PUT/XSP @ 233 EXP 11/17/2017 - CBoE MINI SPX INDEX

g fedcF IlINg s TaTus : New DC Chipotle Mexican grill, Inc. (CMg)[sT]

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP RIO gRANDE CITY TEX CONS ISD SER b RF PSF gTD OID OCT15 03.500%AUg15 2037

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 omnicom Group Inc. (oMC)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 union Pacific Corporatio n (uNP)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account New York Community bancorp, Inc. (NYCb)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account Mallinckrodt plc Ordinary Shares (MNK)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Johnson Controls Intern ational plcOrdinary Share (JCI)

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > F IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC Twitter, Inc. (TWTR) [sT]

g fedcF IlINg s TaTus : New DC root9B Holdings, Inc. (RT NB) [sT]

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP brighthouse Financial, Inc. (bHF) S 08/9/2017 08/14/2017 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP brighthouse Financial, Inc. (bHF) S 08/8/2017 08/11/2017 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Coca-Cola Company (KO)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP CVS Health Corporation ( CVS)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Intel Corporation (INTC) S 08/9/2017 08/14/2017 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) Filing ID #20008162 SP International business Machines Corporation (IbM) S 08/9/2017 08/14/2017 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP JP Morgan Chase & Co. (JPM) S 08/7/2017 08/11/2017 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP MetLife, Inc. (MET) S 08/9/2017 08/14/2017 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Philip Morris Interna tional Inc (PM)

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) D ESCRIPTION : RIO gRANDE CITY TEX CONS ISD SER b RF PSF gTD OID OCT15 03.500%AUg15 2037 SP SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 SP SP500 CLIRN ISSUER bAC CAP 14.54% SV 1,987.66 DUE 08/25/17

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 14.54% SV 1,987.66 DUE 08/25/17 Redemption SP SP500 CLIRN ISSUER bAC CAP 14.54% SV 1,987.66 DUE 08/25/17

F ILINg S TATUS : New ID Owner Asset Transaction Type Notification Date Amount S UbHOLDINg O F : SP M37 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 14.54% SV 1,987.66 DUE 08/25/17 Redemption SP SP500 CLIRN ISSUER bAC CAP 14.54% SV 1,987.66 DUE 08/25/17

F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19 SP SX5E STEPUP ISSUER HSbC STEP 30.00% SV 3,280.78 DUE 08/31/18

F ILING S TATUS : New D ESCRIPTION : NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06-15-38, CUSIP 64972FUD6 NEW YORK NY CITY TRANSN FIN AUTH BLDG AID REV FISCAL 20 08-S-1B/E OID P 08/1/2017 09/14/2017 $50,001 - $100,000 F ILING S TATUS : New D ESCRIPTION : NEW YORK NY CITY TRANSN FIN AUTH BLDG AID REV FISCAL 2008-S-1 B/E OID, COUPON 4.50%, DUE 01-15-38, CUSIP 64972HHW5 NEW YORK NY FISCAL 2009 SER F1 G/O UNLTD B/E OID

F ILING S TATUS : New D ESCRIPTION : EXCHANGE OUT - NEW YORK NY FISCAL 2009 SER F1 G/O UNLTD B/E OID, COUPON 5.375%, DUE 11- 25-25, CUSIP 64966HEH9 NEW YORK NY FISCAL 2009 SER F1 G/O UNLTD B/E OID

F ILING S TATUS : New D ESCRIPTION : NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B/E OID, COUPON 4.75%, DUE 08-15-25, CUSIP 64966G7J5 NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID

F ILING S TATUS : New D ESCRIPTION : EXCHANGE IN - NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID, COUPON 5.375%, DUE 11-15-25, CUSIP 64966MPV5 NEW YORK NY SUBSER A-1 G/O UNLTD OIK B/E

F ILING S TATUS : New D ESCRIPTION : NEW YORK NY SUBSER A-1 G/O UNLTD OID B/E, COUPON 4.00%, DUE 08-01-27, CUSIP 64966KP56 NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID

g fedcF IlINg s TaTus : New DC root9B Holdings, Inc. (RT NB) [sT]

ranSactionS iD owner asset transaction type notification Date amount JT alpha Pro Tech, ltd. (aPT)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Coca-Cola Company (KO)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP CVS Health Corporation ( CVS)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Philip Morris Interna tional Inc (PM)

F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 14.54% SV 1,987.66 DUE 08/25/17 Exchange SP SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19 SP SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19

F ILINg S TATUS : New S UbHOLDINg O F : SP M37 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E STEPUP ISSUER HSbC STEP 30.00% SV 3,280.78 DUE 08/31/18 Redemption SP SX5E STEPUP ISSUER HSbC STEP 40.00% SV 3,444.73 DUE 08/25/22

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E STEPUP ISSUER HSbC STEP 40.00% SV 3,444.73 DUE 08/25/22 SP SX5E STEPUP ISSUER HSbC STEP 40.00% SV 3,444.73 DUE 08/25/22

ranSactionS iD owner asset transaction type notification Date amount SP Mondelez International, Inc. - Class a (MDLZ)

Tesla, Inc.

Apple Inc.

Brighthouse Financial, Inc.

Newell Brands Inc.

Tesla, Inc.

DISH Network Corporation

Stryker Corporation

Wal-Mart Stores, Inc.

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3JT boeing Company (ba)

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL gLD aUg 25 120.5 CaLL

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL gLD SEP 8 121 CaLL

F IlINg S TaTuS : New JT university Of Ida ho Revs 5.25% Dye04/01/2041

F IlINg S TaTuS : New D ESCRIPTIoN : Cash Distribution from private equity fun d--not a sale.andeavor logistics lP Common units representing limited Partner Interests (aNDX)