Transactions

F IlINg S TaTuS : New D ESCRIPTIoN : Cash distribution--not a sale. MPlX lP Common units Represen tinglimited Partner Interests (MPlX)

F IlINg S TaTuS : New Ngl ENERgY PaRTNERS lP Common units representing limited Partner Interests (Ngl)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 schlumberger N.V. (sLb) P 09/8/2017 09/8/2017 $1,001 - $15,000 F ILING s TATus : New Filing ID #20008128 s ubHoLDING o F : Morgan stanley IRA - X141 state street Corporation (sTT) s 09/8/2017 09/8/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 superior Energy services, Inc. (sPN)

F ILING S TATUS : New Filing ID #20008071 D ESCRIPTION : EXCHANGE OUT - NEW YORK NY FISCAL 2009 SER F1 G/O UNLTD B/E OID, COUPON 5.375%, DUE 11- 15-25, CUSIP 64966HEH9 NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B/E OID

ranSactionS iD owner asset transaction type notification Date amount SP Chipotle Mexican grill, Inc. (CMg)

Dell Technologies Inc.

Brighthouse Financial, Inc.

MULTNOMAH CNTY ORE SCH DIST NO 1J PORTLAND PORTLAND PUB SCHS-SER B OREGON SCHOOL BOND GUARANTEE PROG Rate/Coupon: 3.00% Matures: 06/15/2037

g fedcF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC snap Inc. Class a (sNaP) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC Netflix, Inc. (NFlX) [sT]

g fedcbF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC Netflix, Inc. (NFlX) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT baidu, Inc. - american depositary Shares, each representin g one tenthClass a ordinary share (bIdU)

ranSactionS iD owner asset transaction type notification Date amount annaly Capital Management Inc (NLY)

ranSactionS iD owner asset transaction type notification Date amount JT Intel Corporation (INTC)

F ILING S TATUS : New D ESCRIPTION : REDEMPTION - NY NY CITY TRANSITIONAL FIN AUTH BLDG AID RV SR SER S-2 FGIC-MBIA RE, COUPON 4.50%, DUE 01-15-31, CUSIP 64972HDQ2 ROCKLAND CNTY NY RFDG G/O B/E

F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 236 EXP 10/20/2017 - CBoE MINI SPX INDEX

SCANA Corporation

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP Visa Inc. (V)

g fedcF IlINg s TaTus : New DC appliance Recycling Cent ers ofamerica, Inc. (aRCI) [sT]

g fedcbF IlINg s TaTus : New DC appliance Recycling Cent ers ofamerica, Inc. (aRCI) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untiD owner asset transaction type notification Date amount cap. gains > QTS Realty Trust, Inc. Cl ass a(QTS)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untMarketaxess Holdings, Inc. (MKTX)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2american Campus Communities Inc (aCC)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount 3M Company (MMM)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Microstrategy Incorporated - Cl ass A(MsTR)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Northrop Grumman Corporation (NoC)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 united Technologi es Corporation (uTX)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID

F ILING S TATUS : New D ESCRIPTION : NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06-15-38, CUSIP 64972FUD6 NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID

F ILING S TATUS : New D ESCRIPTION : NEW YORK, NY UNREFUNDED BALANCE SUBSR D-1 G/O UNLTD B/E, COUPON 5.125%, DUE 12-01-26, CUSIP 64966L7H8 NY NY CITY TRANSITIONAL FIN AUTH BLDG AID RV SR SER S-2 FGIC- MBIA RE

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Hasbro, Inc. (HaS)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Crown Castle International Corp. (CCI)

ranSactionS iD owner asset transaction type notification Date amount JT Kentucky Economic Dev Fi n auth 2.7%Due 05/01/2039

F ILING S TATUS : New D ESCRIPTION : ROCKLAND CNTY NY RFDG G/O B/E, COUPON 3.75%, DUE 05-01-24, CUSIP 77355PHW6 TRIBOROUGH BRDG & TUNL AUTH NY REVS SUB-SER D B/E OID

F IlINg S TaTuS : New SP Mastercard Incorporated (Ma)

F IlINg S TaTuS : New SP Visa Inc. (V)

The Southern Company

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Westchester CNTY NY gO [gS]

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Verizon Communications Inc. (VZ)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Vanguard NY Long Term [gS]

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Total SE (TOT)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Texas Instruments Incorporated(TXN)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account TE Connectivity Ltd. New Switzerland Registered Shares (TEL)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Procter & gamble Company (Pg)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account PPL Corporation (PPL)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Pfizer, Inc. (PFE)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account Pentair plc. Ordinary Sh are (PNR)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Pacific gas & Electric Co. (P Cg)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account New York ST DORM ATRV [gS]

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Microsoft Corporation (MSFT)