Transactions

F IlINg S TaTuS : New Energy Transfer Partners, l.P. Commonunits representing limited partner interests (ETP)

ranSactionS iD owner asset transaction type notification Date amount Cushing Energy Income Fund CommonShares of beneficial Interest (SRF)

F IlINg S TATuS : New S ubHolDINg o F : D.A. Davidson First Trust Cons. Discret. AlphaDEX(FXD)

F IlINg S TATuS : New S ubHolDINg o F : D.A. Davidson D ESCRIPTIoN : T Rowe Price Diversified Mid Cap growth Sym: PRDMX T. Rowe Price group, Inc. (TRoW)

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL UVXY aUg 11 43 CaLL

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL Filing ID #20008008 UVXY aUg 11 43 CaLL

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT VeriSign, Inc. (VRSN)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3Marketaxess Holdings, Inc. (MKTX)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount gLD aUg 17 120 CaLL

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL gLD aUg 25 120.5 CaLL

ranSactionS iD owner asset transaction type notification Date amount ishares Exponential Technologies ETF(XT)

F IlINg s TaTus : New JT Energy Transfer Partners, l.P. Commonunits representing limited partner interests (ETP) s 08/1/2017 08/1/2017 $15,001 - $50,000 F IlINg s TaTus : New JT glaxosmithKline PlC (gsK) P 08/4/2017 08/4/2017 $15,001 - $50,000 F IlINg s TaTus : New JT International Paper Company (IP)

ranSactionS iD owner asset transaction type notification Date amount JT Lynwood unified School Dis trict gObonds

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'll oCATIoN : uS D ESCRIPTIoN : NTTYY Stock NNgRY - NN group NV uNSP ADR [oT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untCambrex Corporation (CbM)

Apple Inc.

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade G JT SP CVS Health Corporation ( CVS)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT albemarle Corporation (aLb)

Brighthouse Financial, Inc.

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT apple Inc. (aaPL)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Gary IRA SP TD Ameritrade Holding Corporation (AMTD)

g fedcbF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP Morgan Stanley (MS)

g fedcF IlINg s TaTus : New DC CytRx Corporation (CYTR) [sT]

ranSactionS iD owner asset transaction type notification Date amount TENNESSEE HSg DEV agY RSDL FIN NoN-aMT NoN aCE-SER 2b REVENUE boNDS

ranSactionS iD owner asset transaction type notification Date amount JT american Tower Corp Note 4 .5%01/15/2018

F IlINg s TaTus : New JT RaIT Financial Trust New Commonshares of Beneficial Interest (Ras)

ranSactionS iD owner asset transaction type notification Date amount SP alliant Insurance Services, Inc.

ranSactionS iD owner asset transaction type notification Date amount Lowe's Companies, Inc. (LoW) S 07/13/2017 08/1/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Six Flags Entertai nment CorporationNew (SIX)

The Goldman Sachs Group, Inc.

Capital One Financial Corporation

Starbucks Corporation

Tesla, Inc.

Johnson Controls International plc

Cisco Systems, Inc.

g fedcFiling ID #20010026 [sT] g fedcF IlINg s TaTus : New DC Capricor Therapeutics, Inc. (CaPR)[sT]

g fedcF IlINg s TaTus : New C OMMENTs : Entire asset sold 10/30/2017, sale did not meet reporting thre shold & there were no reportable capitol gains.DC Capricor Therapeutics, Inc. (CaPR)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Shire plc - american deposi tary

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Roche Holdings aG basel americandepositary Shares (RHHbY)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT acuity brands Inc (aYI)

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL Filing ID #20007774 gLD JUL 28 119 CaLL

ranSactionS iD owner asset transaction type notification Date amount alphabet Inc. - Cl ass a (gOOgl)

F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. ST CLAIR CNTY MICH go 4.0000% 04/01/20 Ao RFDg-LTD TAX LT BNKQUAL BEo - MUNI BoND

F IlINg S TaTuS : New D ESCRIPTION : Redeemed. Full call pay out. JT Connecticut St Spl Tax Oblig 5.00%08/01/2029

F IlINg S TaTuS : New JT lower Colo Riv auth Tex 5.00% 05/15/2022

ranSactionS iD owner asset transaction type notification Date amount D/b/A Chubb Limited New (Cb)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 MetLife, Inc. (MET)

ranSactionS iD owner asset transaction type notification Date amount automatic Data Processing, Inc. (aDP)

ranSactionS iD owner asset transaction type notification Date amount SP Coca-Cola Company (KO)

Dr Pepper Snapple Group, Inc.

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Reynolds american Inc (RaI)