Transactions

WESTBRAND, INC. STOCK Company: WESTBRAND, INC.  (MINOT, NORTH DAKOTA) Description: BANK HOLDING COMPANY OF FIRST WESTERN BANK

Citigroup Inc.

HP Inc.

John Hancock Financial Opportunities Fund

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untJT Illumina, Inc. (ILMN)

ranSactionS iD owner asset transaction type notification Date amount JT Enterprise Products Partners l.P. (EPD)

ranSactionS iD owner asset transaction type notification Date amount SP Activision Blizzard, Inc (ATVI)

g fedcF IlINg s TaTus : New DC Tearlab Corporation (TE aR) [sT]

g fedcF IlINg s TaTus : New DC Tearlab Corporation (TE aR) [sT]

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL FXE JUL 7 108.5 CaLL P 07/7/2017 07/7/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL gLD aUg 4 120 CaLL

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL gLD JUL 21 115 PUT S 07/7/2017 07/7/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT gLD JUL 21 118.5 CaLL

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'll oCATIoN : uS D ESCRIPTIoN : Rolled over Jefferson National 457B Retirement Account into an IRA - initiated b y buying this Fidelity MoneyMarket fund in two Separately Man aged Accounts. The money manager then used the funds to acquire a variety of stocks.Fidelity govt MMKT Daily Money Class @ 1 [oT]

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'll oCATIoN : uS D ESCRIPTIoN : Rolled over Jefferson National 457B Retirement Account into an IRA - initiated b y buying this Fidelity MoneyMarket fund in two Separately Man aged Accounts. The money manager then used the funds to acquire a variety of stocks.Fidelity govt MMKT Daily Money Class @ 1 [oT]

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Domesticl oCATIoN : uS D ESCRIPTIoN : Rolled over Jefferson National 457B Retirement Account into an IRA - initiated b y buying this Fidelity MoneyMarket fund in a Separa tely Managed Account. The money manager then used the funds to acquire a variety of stocks. Fidelity govt MMKT Daily Money Class @ 1 [oT]

g fedcF IlINg s TaTus : New DC aEterna Zentaris Inc. (aEZs) [sT]

ranSactionS iD owner asset transaction type notification Date amount JT alpha Pro Tech, ltd. (aPT)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Air Products and Chem icals, Inc. (APD)

International Business Machines Corporation

g fedcF IlINg s TaTus : New DC CymaBay Therapeut ics Inc. (CBaY)[sT]

g fedcF IlINg s TaTus : New DC CymaBay Therapeut ics Inc. (CBaY)[sT]

g fedcF IlINg s TaTus : New DC aEterna Zentaris Inc. (aEZs) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Vertex Pharmaceuticals Incorporated (VRTX)

ranSactionS iD owner asset transaction type notification Date amount COLgATE-PALMOLIVE CO SENIOR

F ILINg S TATUS : New S UBHOLDINg O F : LISA BLUNT ROCHESTER REV TST UA Apr 02,2015 LISA BLUNT ROCHESTER TR D ESCRIPTION : COLgATE-PALMOLIVE CO SENIOR MEDIUM TERM NOTE M/W 3.25% 03/15/2024 BUY TRADE 85 @104.648 CVS HEALTH CORPORATION SENIOR NOTE CALLABLE P 08/1/2017 08/1/2017 $100,001 - $250,000 F ILINg S TATUS : New S UBHOLDINg O F : LISA BLUNT ROCHESTER REV TST UA Apr 02,2015 LISA BLUNT ROCHESTER TR D ESCRIPTION : CVS HEALTH CORPORATION SENIOR NOTE CALLABLE M/W 3.375% 08/12/2024 BUY TRADE 100 @102.82 KEYBANK NATIONAL ASSOCIATIONSENIOR

F ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Raytheon Company (RTN)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Northrop Grumman Corporation (NoC) S 08/2/2017 08/2/2017 $1,001 - $15,000 F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Pepsico, Inc. (PEP)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Pfizer, Inc. (PFE)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 PPG Industries, Inc. (PPG) P 08/2/2017 08/2/2017 $1,001 - $15,000 F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Time Warner Inc. New (TWX)

ranSactionS iD owner asset transaction type notification Date amount SP Sonoco Products Company (SON)

WESTBRAND, INC. BANK HOLDING COMPANY STOCK Company: WESTBRAND, INC.  (MINOT, NORTH DAKOTA) Description: BANK HOLDING COMPANY OF FIRST WESTERN BANK

g fedcF IlINg s TaTus : New DC Zion Oil & gas Inc (ZN) [sT]

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount sP 3M Company (MMM)

F ILINg s TATUs : New s UBHoLDINg o F : sP E76 (Edward Jones) L oCATIoN : Us D EsCRIPTIoN : Exchange from Washington Mutual Cl A sP E76sP E.I. du Pont de Nemours and Company(DD)

F ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP general Electric Company (gE)

F ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP McDonald's Corporation (MC D)

F ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Microsoft Corporation (MsFT)

F ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Raytheon Company (RTN)

F ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP simon Property group, Inc. (sPg)

F ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP United Technologi es Corporation (UTX)

F ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Verizon Communications Inc. (VZ)

F IlINg s TaTus : New JT Frontier Communications Corporation(FTR)

Portland ME WTR DIST REV 736606CU6 Rate/Coupon: 3.0% Matures: 11/01/2023

Bird Dog Hospitality IV, LLC Company: Bird Dog Hospitality IV, LLC  (Sioux Falls, SD) Description: Hospitality Property

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA DomesticXerox Corporation (XRX)

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA DomesticWilliams Companies, Inc. (WMB)

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA DomesticWells Fargo & Company (WFC)

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'lWalmart Inc. (WMT)

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA DomesticVerizon Communications Inc. (VZ)

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'lunited Technologi es Corporation(uTX)

g fedcF IlINg S TATuS : New S uBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Domesticu.S. Bancorp (uSB)