Transactions

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount American Express Company (AXP) s 05/3/2017 05/3/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 American Express Company (AXP) s 05/1/2017 05/1/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Archer-Daniels-Midland Company (ADM) s 05/1/2017 05/1/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Citigroup, Inc. (C) P 05/1/2017 05/1/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 D/b/A Chubb Limited New (Cb)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Texas Instruments Incorporated (TXN)s 05/1/2017 05/1/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 ID Owner Asset Transaction Type Notification Date Amount Thermo Fisher scientific Inc (TMo)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Costco Wholesale Corporatio n (COST)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP general Dynamics Corporatio n (gD)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP IHS Markit Ltd. - Common Shares (INFO)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Zayo group Holdings, Inc. (ZAYO)

GameStop Corp.

Caterpillar Inc.

DISH Network Corporation

Marsh & McLennan Companies, Inc.

Waste Management, Inc.

Potash Corporation of Saskatchewan Inc.

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP Cardinal Health, Inc. (CAH)

RHODE IS INFRASTRUCTURE BK Rate/Coupon: 3.0 Matures: 10/01/2032

Analog Devices, Inc.

g fedcF IlINg s TaTus : New DC Direxion Daily Junior gold Miners Index Bull 3X shares (J Nug) [sT]

g fedcF IlINg s TaTus : New DC Direxion Daily Junior gold Miners Index Bull 3X shares (J Nug) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untSun Hydraulics Corporation (SNHY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1Patrick Industries, Inc. (PaTK)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untMonro, Inc. (MNRo)

NXP Semiconductors N.V.

NXP Semiconductors N.V.

Analog Devices, Inc.

Mastercard Incorporated

g fedcF IlINg s TaTus : New DC snap Inc. Class a (sNaP) [sT]

g fedcF IlINg s TaTus : New DC Ocwen Financial Corporat ion NEW(OCN) [sT]

g fedcF IlINg s TaTus : New DC First NBC Bank Holding Company (FNBC) [sT]

g fedcF IlINg s TaTus : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > DC First NBC Bank Holding Company (FNBC) [sT]

The Walt Disney Company

Target Corporation

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2Cognex Corporation (CGNX)

MIAMI-DADE CNTY FLA SCH DIST Rate/Coupon: 3.25% Matures: 03/15/2033

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP Capital one Financial Corporation (CoF)

g fedcF IlINg s TaTus : New DC Otonomy, Inc. (OTIC) [sT]

g fedcF IlINg s TaTus : New C OMMENTs : asset purchased 10/13/2017, purch ase did not meet reporting threshold.DC Ocwen Financial Corporat ion NEW(OCN) [sT]

g fedcF IlINg s TaTus : New DC Medical Transcription Billing, Corp. (MTBC) [sT]

g fedcF IlINg s TaTus : New DC Medical Transcription Billing, Corp. (MTBC) [sT]

g fedcbF IlINg s TaTus : New DC Intra-Cellular Therapies Inc. (ITCI) [sT]

g fedcF IlINg s TaTus : New DC Direxion Daily Junior gold Miners Index Bull 3X shares (J Nug) [sT]

g fedcF IlINg s TaTus : New DC Direxion Daily Junior gold Miners Index Bull 3X shares (J Nug) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Target Corporation (TGT)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Mosaic Company (MoS)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untJT apple Inc. (aaPL)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Mosaic Company (MoS)

F ILING S TATUS : New S UBHOLDING O F : SP M36 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 ARN ISSUER SEK CAP 13.83% SV 1,237.751 DUE 11/22/17 SP SP500 ARN ISSUER BAC CAP 15.42% SV 1,951.70 DUE 04/28/17

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT General Electric Company (GE)

SP Exxon Mobil Corporation (XOM)

SP Costco Wholesale Corporation (COST)

g fedcF IlINg s TaTus : New DC Medical Transcription Billing, Corp. (MTBC) [sT]

g fedcF IlINg s TaTus : New DC Medical Transcription Billing, Corp. (MTBC) [sT]