Transactions

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1Polyone Corporation (PoL)

F ILING S TATUS : New S UBHOLDING O F : LISA BLUNT ROCHESTER REV TST UA Apr 02,2015 LISA BLUNT ROCHESTER TR D ESCRIPTION : CITIGROUP INC SENIOR NOTE 4.45% 01/10/2017 ENTERGY MISSISSIPPI, INC FIRST MORTGAGE CALLABLE M/W 3.1% 07/01/202

F IlINg S TaTuS : New SP San Diego, Ca, TRa

ranSactionS iD owner asset transaction type notification Date amount SP PNC Financial Serv ices group, Inc.(PNC)

MUNI BOND AUGUSTA ME GO Rate/Coupon: 2.25% Matures: 10/01/2026

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1Flotek Industries, I nc. (FTK)

g fedcF IlINg s TaTus : New DC united states steel Corporation (X)[sT]

F ILING S TATUS : New S UBHOLDING O F : LISA BLUNT ROCHESTER REV TST UA Apr 02,2015 LISA BLUNT ROCHESTER TR D ESCRIPTION : ENTERGY MISSISSIPPI, INC FIRST MORTGAGE CALLABLE M/W 3.1% 07/01/202FEDERAL HOME LN MTG CORP MTN CLBL STEPPED 1%-2.5% 1% 08/25/2021

F ILING S TATUS : New S UBHOLDING O F : LISA BLUNT ROCHESTER REV TST UA Apr 02,2015 LISA BLUNT ROCHESTER TR D ESCRIPTION : FEDERAL HOME LN MTG CORP MTN CLBL STEPPED 1%-2.5% 1% 08/25/2021 GENERAL MTRS FINL CO INC SENIOR NOTE M/W 2.35% 10/04/ 2019

F IlINg S TaTuS : New Filing ID #20007288 SP San Diego, Ca, TRa

TURLOCK CALIF UNI SCH DIST Rate/Coupon: 3.50% Matures: 08/01/2039

GUILFORD CNTY N C RFDG PUB IMPT-SER B Rate/Coupon: 3.125% Matures: 05/01/2035

F ILING S TATUS : New S UBHOLDING O F : SP M37 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 ARN ISSUER BAC CAP 15.42% SV 1,951.70 DUE 04/28/17 Redemption SP SX5E ARN ISSUER BOFA CAP 19.80% SV 3,333.96 DUE 04/27/18 P 04/3/2017 04/6/2017 $50,001 - $100,000 F ILING S TATUS : New S UBHOLDING O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E ARN ISSUER BOFA CAP 19.80% SV 3,333.96 DUE 04/27/18 SP SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,221.14 DUE 09/28/18

ranSactionS iD owner asset transaction type notification Date amount SP Mastercard Incorporated (Ma)

F IlINg S TaTuS : New SP los angeles, Ca, W util Pwr P 04/24/2017 04/30/2017 Spouse/DC Over $1,000,000 F IlINg S TaTuS : New SP Met. Water District, Ca.

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC CooPERSVILLE AREA MICH PUB Go 5% 05/01/23 MN - MUNI BoND P 04/7/2017 04/8/2017 $250,001 - $500,000 F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC FLA ST BRD ED PUB ED FoR ISSUE DB 5.0000% 06/01/23 JD - MUNI BoND

Wells Fargo & Company

International Business Machines Corporation

Mondelez International, Inc.

F IlING s TaTus : New l oCaTIoN : us D EsCRIPTIoN : sale of stock JT solazyme, Inc. (sZYM) P 01/8/2016 01/11/2016 $1,001 - $15,000 F IlING s TaTus : New sP solazyme, Inc. (sZYM)

F ILINg S TATUS : New L OCATION : US d ESCRIPTION : This was transferred/exchanged to drey fus Tax Exempt Cash MgmtSP Neuberger Berman - Individual E 08/2/2016 08/9/2016 $1,001 - $15,000 F ILINg S TATUS : New L OCATION : US d ESCRIPTION : The Neuberger Berman Equity Fund was transferred/exchanged to dreyfus Treasury Sec Cash MgmtSP T-Mobile US, Inc. (TMUS) S 04/25/2017 05/2/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLdINg O F : Neuberger Berman - Traditional IRA SP Vornado Realty

ranSactionS iD owner asset transaction type notification Date amount sP CBs Corporation Class B (CBs)

F IlING s TaTus : New sP General Electric Company (GE)

F IlING s TaTus : New sP Viacom Inc. - Class B (VIaB)

F IlINg S TaTuS : New SP Ca State School Building P 04/20/2017 04/30/2017 Spouse/DC Over $1,000,000 F IlINg S TaTuS : New SP Calleguas ETC Ca

General Mills, Inc.

Starbucks Corporation

AMCP Security Holdings, L.P. Incentive Units (parent of Centerra)

Seventy Seven Energy, Inc (Exchanged) Patterson-UTI Energy, Inc. (Received)

ranSactionS iD owner asset transaction type notification Date amount EURo TRUST FXE MaY 5 2017 105 CaLL

F ILING S TATUS : New S UBHOLDING O F : SP M81 (Merrill Lynch) SP GOLDMAN SACHS CAPITAL II - VAR%PERPETUAL

F ILING S TATUS : New S UBHOLDING O F : SP M36 (Merrill Lynch) D ESCRIPTION : GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL SP GOLDMAN SACHS CAPITAL II - VAR%PERPETUAL

F ILING S TATUS : New S UBHOLDING O F : SP M81 (Merrill Lynch) SP MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18

F ILING S TATUS : New Filing ID #20007185 S UBHOLDING O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18SP R2000 ARN ISSUER SEK CAP 13.83% SV 1,237.751 DUE 11/22/17

F ILING S TATUS : New S UBHOLDING O F : SP E62 (Edward Jones) L OCATION : US D ESCRIPTION : UIT FIRST TRUST GLOBAL DIVID PORT SER 42 MONTHLY REINVEST Redemption SP WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE

F ILING S TATUS : New S UBHOLDING O F : SP M36 (Merrill Lynch) D ESCRIPTION : WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE SP WELLS FARGO & COMPANY JR

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC KING CNTY WASH SWR REV REV 5% 07/01/22 JJ - MUNI BoND P 04/7/2017 04/8/2017 $50,001 - $100,000 F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account MUNICIPAL ELCTRC AUTH oF GAREV 5.2500% 01/01/19 JJ - MUNIBoND

Simon Property Group, Inc.

Kohl's Corporation

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT boston Scientific Corporation (bSX)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Abbott Laboratories (ABT)

F ILING S TATUS : New S UBHOLDING O F : Trust M69 (Merrill Lynch) D ESCRIPTION : GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL SP International Business Machines Corporation (IBM)

F ILING S TATUS : New S UBHOLDING O F : SP M81 (Merrill Lynch) SP International Business Machines Corporation (IBM)

F IlINg S TaTuS : New SP Eastern Ca Mu P 04/21/2017 04/30/2017 Spouse/DC Over $1,000,000 F IlINg S TaTuS : New SP los angeles Ca, W util Pwr P 04/24/2017 04/30/2017 Spouse/DC Over $1,000,000 F IlINg S TaTuS : New los angeles Cty, Ca Mt

MASSACHUSETTS ST FOR ISSUES DTD PRIOR TO 11/06/2014 SEE 57582P ETC CONS LN-SER E Rate/Coupon: 3.25% Matures: 09/01/2038

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount APPLE INC SENIOR NOTE M/W 3.45%02/09/2045

ranSactionS iD owner asset transaction type notification Date amount SP Adobe Systems Incorporated (ADBE) S 05/2/2017 05/8/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Alphabet Inc. - Cl ass C Capital Stock(gOOg) S 05/2/2017 05/8/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Autodesk, Inc. (ADSK) P 05/3/2017 05/8/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Autodesk, Inc. (ADSK) S 05/3/2017 05/8/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Mastercard Incorporated (MA) S 05/2/2017 05/8/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Wells Fargo Co MTN

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Ca State Dept. W ater Resources

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP T-Mobile US, Inc. (TMUS)

g fedcF IlINg s TaTus : New C OMMENTs : asset purchased 10/13/2017, purch ase did not meet reporting threshold.DC lululemon athletica inc. (lulu)[sT]