Transactions

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Clorox Company (ClX) P 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Clorox Company (ClX) P 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Coca-Cola European Part ners plcOrdinary Shares (CCE)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Coca-Cola European Part ners plcOrdinary Shares (CCE)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP d/b/A Chubb limited New (Cb)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA ID Owner Asset Transaction Type Notification Date Amount SP d/b/A Chubb limited New (Cb)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP discover Financial Services (dFS)S 01/5/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP discover Financial Services (dFS)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP discover Financial Services (dFS)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP dominion Energy, Inc. (d)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP dominion Energy, Inc. (d)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP dominion Energy, Inc. (d) S 01/5/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP general Electric Company (gE) S 01/5/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP general Electric Company (gE)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP general Electric Company (gE)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP glaxoSmithKline PlC (gSK)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA ID Owner Asset Transaction Type Notification Date Amount SP glaxoSmithKline PlC (gSK)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Home depot, Inc. (Hd)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Home depot, Inc. (Hd)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Honeywell International Inc. (HON) P 01/5/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Honeywell International Inc. (HON) P 01/5/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP JP Morgan Chase & Co. (JPM)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP JP Morgan Chase & Co. (JPM)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Metlife, Inc. (MET)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Metlife, Inc. (MET)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Metlife, Inc. (MET) S 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Metlife, Inc. (MET) S 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA ID Owner Asset Transaction Type Notification Date Amount SP Microsoft Corporation (MSFT) S 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Microsoft Corporation (MSFT) S 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Microsoft Corporation (MSFT)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Microsoft Corporation (MSFT)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Nike, Inc. (NKE)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Nike, Inc. (NKE)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Novo Nordisk A/S (NVO)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Novo Nordisk A/S (NVO)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Novo Nordisk A/S (NVO) S 01/5/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Novo Nordisk A/S (NVO) S 01/5/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Oracle Corporation (ORCl)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA ID Owner Asset Transaction Type Notification Date Amount SP Oracle Corporation (ORCl)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Pioneer Natural Resources Comp any(PXd)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Pioneer Natural Resources Comp any(PXd)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Ritchie bros. Auctione ers Incorporated(RbA) P 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Ritchie bros. Auctione ers Incorporated(RbA) P 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Schlumberger N.V. (Slb) P 01/5/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Schlumberger N.V. (Slb) P 01/5/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Sealed Air Corporation (SEE) P 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Sealed Air Corporation (SEE) P 04/4/2017 05/22/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Starbucks Corporation (SbuX)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA ID Owner Asset Transaction Type Notification Date Amount SP Starbucks Corporation (SbuX)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP unitedHealth group Incorporated Common Stock (uNH)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP unitedHealth group Incorporated Common Stock (uNH)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Visa Inc. (V)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Visa Inc. (V)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Waste Management, Inc. (WM)

F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Waste Management, Inc. (WM)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust NXP Semiconductors N.V. (NXPI)

ranSactionS iD owner asset transaction type notification Date amount JT aT&T Inc. (T)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Barclays PLC (BCs)

iShares Transportation Average

g fedcF IlINg S TaTuS : New D ESCRIPTIoN : Vendee BoND SP Versum Materials, Inc. (VSM)

AdvanSix Inc.

AdvanSix Inc.

AdvanSix Inc.

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 16.60% SV 2,036.71 DUE 03/28/18 bUF 10% SP SP500 CLIRN ISSUER bARC CAP 12.16% SV 1,965.99 DUE 09/30/16

ranSactionS iD owner asset transaction type notification Date amount HgH Equity, LLC

F IlINg s TaTus : New JT southern Company (sO)

F ILINg s TATUs : New Max sound Corporation (MAXD)

ranSactionS iD owner asset transaction type notification Date amount bWX Technologies, Inc. (bWXT) P 09/13/2016 10/3/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Fortive Corporation (FTV)

F ILINg S TaTUS : New S UbHoLDINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Mead Johnson Nutrition Company (MJN)