Transactions

Verizon Communications Inc. Rate/Coupon: 2.625% Matures: 08/15/26

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust NXP Semiconductors N.V. (NXPI)

F IlINg s TaTus : New JT Duke Energy Corporation ( DuK)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X529 PPL Corporation (PPL)

ranSactionS iD owner asset transaction type notification Date amount CITIGRoUP INC. LINKED To S&P 500INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 02/01/2018

iD owner asset transaction type notification Date amount F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estPUT/XSP @ 204 EXP 12/16/2016 - CBoE MINI SPX INDEX

F IlINg s TaTus : New lee Enterprises, Incorporated (lEE)s 09/7/2016 09/7/2016 $1,001 - $15,000 F IlINg s TaTus : New JT Tucows Inc. (TCX)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Globus Medical, Inc. Class A (GMED)P 10/6/2016 10/6/2016 $1,001 - $15,000 F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X142 Johnson Controls Intern ational plcordinary Share (JCI)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Northrop Grumman Corporation (NoC)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 united Technologi es Corporation (uTX)

F ILINg s TATUs : New Max sound Corporation (MAXD)

F ILING S TATUS : New S UBHoLDING o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note DEUTSCHE BANK AG-LoNDoN BRANCH LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/30/2017

D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estEnterprise Products Partners L.P. (EPD)

F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estMPLX LP Common Units Represen tingLimited Partner Interests (MPLX)

F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estPhillips 66 Partners LP Common Unitsrepresenting limited partner intere st inthe Partnership (PSXP)

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. Williams Partners, L.P. Common UnitsRepresenting Limited Partner Interests (WPZ)

Facebook, Inc.

The Estée Lauder Companies Inc.

McKesson Corporation

VOD-VOD-Vodafone Group Plc

The Boeing Company

American Express Company

Waste Management, Inc.

ranSactionS iD owner asset transaction type notification Date amount S&P 500 DEC 16 1900 PUT S 09/2/2016 09/2/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 18 2000 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 DEC 16 1950 PUT S 09/2/2016 09/2/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT Filing ID #20006034 S&P 500 DEC 16 2000 PUT P 09/2/2016 09/2/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 18 1825 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 18 1900 PUT

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 0 2/25/19

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19 SP R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 0 2/25/19

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17

F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 SP SP500 CLIRN ISSUER bAC CAP 16.60% SV 2,036.71 DUE 03/28/18 bUF 10%

F IlINg s TaTus : New JT Valero Energy Corporation (VlO)

ranSactionS iD owner asset transaction type notification Date amount E Trade Finl Corp

F ILINg S TATuS : New S ubHOLDINg O F : James McDermott Sr IRA D ESCRIPTION : NON CuML PFD SER A PERPETuAL FXD/VAR CPN 5.875% DTD 08/25/16 FC 03/15/17 CAll 09/15/26@100.000 FIFTH THIRD bANCORP

F IlINg S TaTuS : New DC Comtech Telecommunicat ions Corp.(CMTl)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Core laboratories N.V. (Clb)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Stanley black & Decker, Inc. (SWK)P 05/7/2015 06/7/2015 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Stanley black & Decker, Inc. (SWK)S 10/9/2015 11/9/2015 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Synchrony Financial (SYF)

ranSactionS iD owner asset transaction type notification Date amount Exxon Mobil Corporation (XOM)

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 DEC 16 1800 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 DEC 16 1825 PUT

$100,000 F IlINg s TaTus : New EQT gP Holdings, lP Commo n unitsrepresenting limit ed partner interests(EQgP) s 09/26/2016 10/5/2016 $100,001 - $250,000 F IlINg s TaTus : New Intel Corporation (INTC) s 09/23/2016 10/5/2016 $1,001 - $15,000 Filing ID #20006011 F IlINg s TaTus : New Mastercard Incorporated (Ma) s 09/23/2016 10/5/2016 $1,001 - $15,000 F IlINg s TaTus : New ONEOK, Inc. (OKE) P 09/26/2016 10/5/2016 $15,001 - $50,000 F IlINg s TaTus : New Plains group Holdings, l .P. Class ashares representing lim ited partnerinterests (PagP) s 09/26/2016 10/5/2016 $50,001 - $100,000 F IlINg s TaTus : New semgroup Corporation Class a (sEMg) s 09/26/2016 10/5/2016 $15,001 - $50,000 F IlINg s TaTus : New Tallgrass Energy gP, lP Cl ass a shares(TEgP) s 09/26/2016 10/5/2016 $100,001 - $250,000 F IlINg s TaTus : New Targa Resources, Inc. (TRgP) P 09/26/2016 10/5/2016 $50,001 - $100,000 F IlINg s TaTus : New Western gas Equity Part ners, lPCommon units Representin g limitedPartner Interests (WgP)

F IlINg s TATus : New Max sound Corporation (MAXD)

ranSactionS iD owner asset transaction type notification Date amount METROPOLITAN TRANS AUTH NY REV UNREFUNDED SER B B/E AGM

ranSactionS iD owner asset transaction type notification Date amount EMC Corporation (EMC) E 09/7/2016 10/10/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHolDINg o F : Schwab INH IRA D ESCRIPTIoN : Redemption and exchange for Dell Technologies Inc Com Marriott International - Class A (MAR)

F IlINg S TATuS : New S ubHolDINg o F : Schwab D ESCRIPTIoN : Received in exchange for Starwood Hotels & Resorts WW Inc. stockStarwood Hotels & Resorts Worldwide, Inc. (HoT)

Bird Dog Hospitality, LLC Company: Bird Dog Hospitality, LLC  (Sioux Falls, SD) Description: Hospitality Investments

MAR - Marriott International, Inc.

Wells Fargo & Company

U.S. Bancorp

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Herc Holdings Inc. (HRI)

F ILINg S TaTUS : New S UbHoLdINg o F : RHIRa Hertz global Holdings, Inc ( HTZ)