Transactions

ranSactionS iD owner asset transaction type notification Date amount Chicago IL Met Wtr 5.0% 12/1/23 P 07/7/2016 08/10/2016 $100,001 - $250,000 F ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 Mecklenburg Cnty NC Co 5.0% 02/01/18

Ng S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 31 1925 PUT S 07/7/2016 07/7/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US Filing ID #20005688 D ESCRIPTIoN : PUT S&P 500 aUg 31 1925 PUT P 07/7/2016 07/7/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 JUL 29 1975 PUT S 07/1/2016 07/1/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 JUL 29 2110 CaLL P 07/1/2016 07/1/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL S&P 500 JUL 29 2130 CaLL S 07/1/2016 07/1/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL S&P 500 JUL 29 2130 CaLL

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL S&P 500 JUL 29 2140 CaLL

Waste Management, Inc.

Waste Management, Inc.

Express Scripts Holding Company

Hasbro Inc.

Waste Management, Inc.

Express Scripts Holding Company

Hasbro Inc.

Fortive Corporation

WEST MIFFLIN PA RFDG Rate/Coupon: 2.875% Matures: 10/01/2035

Federal Home Loan Bank 3130A8LS0 Rate/Coupon: 1.5% Matures: 06/30/2021

Federal Farm Credit Bank 3133EFZT7 Rate/Coupon: 1.4% Matures: 02/24/2020

ranSactionS iD owner asset transaction type notification Date amount JT PENNsYlVaNIa HIgHER EDu FaCs auTH REV REF-a

ranSactionS iD owner asset transaction type notification Date amount TENN HSg DEV agY RSDL FINg PRog REV NoN-aMT NoN-aCE- ISSUE 1b REVENUE boNDS

F IlING S TATuS : New JT Itron, Inc. (ITRI) S 06/9/2016 06/9/2016 $15,001 - $50,000 F IlING S TATuS : New JT Johnson Controls, Inc. (JCI) S 06/9/2016 06/9/2016 $15,001 - $50,000 F IlING S TATuS : New JT Kingspan Grp PlC (4491235) S 06/9/2016 06/9/2016 $15,001 - $50,000 F IlING S TATuS : New D ESCRIPTIoN : Foreign Exchange Position (Ticker KSP ID) JT lumenpulse Inc (BlM7FC2) S 06/9/2016 06/9/2016 $15,001 - $50,000 F IlING S TATuS : New ID Owner Asset Transaction Type Notification Date Amount D ESCRIPTIoN : Foreign Exchange Position (Ticker lMP CN) JT Maxwell Technologies, Inc. (MXWl)S 06/9/2016 06/9/2016 $1,001 - $15,000 F IlING S TATuS : New JT Microsoft Corporation (MSFT)

ranSactionS iD owner asset transaction type notification Date amount annaly Capital Management Inc (NLY)

F ILING S TaTUS : New S UBHoLDING o F : CHaRLES SWaBB aCCoUNT aT&T Inc. (T) P 07/5/2016 07/5/2016 $1,001 - $15,000 F ILING S TaTUS : New S UBHoLDING o F : CHaRLES SWaBB aCCoUNT Exxon Mobil Corporation (XoM) P 07/5/2016 07/5/2016 $15,001 - $50,000 F ILING S TaTUS : New S UBHoLDING o F : CHaRLES SWaBB aCCoUNT Medtronic plc. ordinary Shares (M DT)P 07/5/2016 07/5/2016 $15,001 - $50,000 F ILING S TaTUS : New S UBHoLDING o F : CHaRLES SWaBB aCCoUNT Mondelez International, Inc. - Class a (MDLZ)

F ILING S TATUS : New S UBHoLDING o F : J French Hill - Revocable Trust First Trust Morningstar ETF (FD L)

ID Owner Asset Transaction Type Notification Date Amount F ILING S TATUS : New S UBHoLDING o F : J French Hill - Revocable Trust Vanguard High Dividend Yield ETF - DNQ (VYM)

F IlINg s TATus : New lloyds Banking group Plc Americ anDepositary shares (lYg)

F ILINg S TaTUS : New S UbHoLdINg o F : Spouse Muni account 176 SP UNIVERSITY WaSH UNIV REVS gEN SER b RF MaR15 5.00% JUN01 2022

Federal Farm Credit Bank 3133EFZT7 Rate/Coupon: 1.4% Matures: 02/24/2020

Federal Home Loan Bank 3130A8LS0 Rate/Coupon: 1.5% Matures: 06/30/2021

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 JUL 29 1975 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 JUL 29 2110 CaLL

eritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL S&P 500 JUN 30 2090 CaLL P 06/7/2016 06/7/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL ID Owner Asset Transaction Type Notification Date Amount S&P 500 JUN 30 2100 CaLL S 06/7/2016 06/7/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL S&P 500 JUN 30 2125 CaLL S 06/7/2016 06/7/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL S&P 500 JUN 30 2135 CaLL P 06/7/2016 06/7/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SEP 16 1725 PUT S 06/3/2016 06/3/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SEP 16 1775 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SEP 16 1900 PUT S 06/3/2016 06/3/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SEP 16 1900 PUT S 06/3/2016 06/3/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SEP 16 1950 PUT P 06/3/2016 06/3/2016 $1,001 - $15,000 F ILINg S TaTUS : New ID Owner Asset Transaction Type Notification Date Amount S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SEP 16 1950 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SPE 16 1900 PUT

F ILING s TATus : New Filing ID #20005554 s ubHoLDING o F : Morgan stanley IRA - X142 PbF Energy Inc. Class A (PbF)

ranSactionS iD owner asset transaction type notification Date amount METROPOLITAN TRANSN AUTH NY REV TRANSN SER A

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount JT Agnico Eagle Mines limited (AEM)

F IlINg S TATuS : New Agnico Eagle Mines limited (AEM)

F IlINg S TATuS : New S ubHOldINg O F : IRA barrick gold Corporation (AbX)

F IlINg S TATuS : New S ubHOldINg O F : IRA Eldorado gold Corporation Ordin aryShares (EgO)

F IlINg S TATuS : New S ubHOldINg O F : IRA JT First Trust ISE-Revere Natural gas(FCg)

F IlINg S TATuS : New JT goldcorp Inc. (gg)

F IlINg S TATuS : New goldcorp Inc. (gg)

F IlINg S TATuS : New S ubHOldINg O F : IRA Kinross gold Corporation (KgC)

Filing Id #20005444 F IlINg S TATuS : New S ubHOldINg O F : IRA JT Newmont Mining Corporation (NEM)

F IlINg S TATuS : New Newmont Mining Corporation (NEM)

F IlINg S TATuS : New S ubHOldINg O F : IRA North American Palladium, ltd. (PAl)

F IlINg S TATuS : New S ubHOldINg O F : IRA Pan American Silver Corp. (PAAS)

F IlINg S TATuS : New S ubHOldINg O F : IRA Pilot gold, Inc Ordinary Sh ares (PlgTF)

F IlINg S TATuS : New S ubHOldINg O F : IRA Pinetree Capital ltd Ordinary Shares (PNPFF)

F IlINg S TATuS : New S ubHOldINg O F : IRA Rare Element Resources ltd. Ord inaryShares (REE)

F IlINg S TATuS : New S ubHOldINg O F : IRA Silver Wheaton Corp Common Shares(SlW)

F IlINg S TATuS : New S ubHOldINg O F : IRA JT Silver Wheaton Corp Common Shares(SlW)

F IlINg S TATuS : New SPdR S&P International d ividend ETF(dWX) P 07/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New ID Owner Asset Transaction Type Notification Date Amount u.S. global Jets ETF (JETS) P 07/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New Yamana gold Inc. Ordi nary Shares(AuY)