Transactions

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 JUL 29 2140 CaLL

New general Mills, Inc. (gIs) s 07/22/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New Intel Corporation (INTC) s 07/21/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New Intel Corporation (INTC) s 07/22/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New International Business Machines Corporation (IBM) s 07/21/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New International Business Machines Corporation (IBM) s 07/22/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New lockheed Martin Corporation (lMT)s 07/22/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New McDonald's Corporation (MC D)s 07/22/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New Pepsico, Inc. (PEP) s 07/21/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New Pepsico, Inc. (PEP) s 07/22/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New ID Owner Asset Transaction Type Notification Date Amount TJX Companies, Inc. (TJX) s 07/22/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New TPH Partners II

F IlINg s TaTus : New D EsCRIPTIoN : Private Equity Fund Capital Call TPH Partners II lP

ranSactionS iD owner asset transaction type notification Date amount 2000019762 TPH Partners II lP

F IlINg s TATus : Amended D EsCRIPTIoN : Private Equity Fund Capital Call Portfolio Investments = $25k in Elk Meadows Resourc es llC, laurelMountain Energy llC, and Principle Petroleum Partner s llC. Partnership Expenses & Management Fees = $5k2000019763 TPH Partners lP

ranSactionS iD owner asset transaction type notification Date amount Johnson & Johnson (JNJ)

F ILING S TaTUS : New S UBHoLDING o F : CHaRLES SWaBB aCCoUNT The Priceline Group Inc. (PCL N)

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 206 EXP 10/21/2016 - CBoE MINI SPX INDEX

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Polaris Industries Inc. (PII) P 06/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 Polaris Industries Inc. (PII)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Alvin Tex Indpt Sch Dist Rfdg P 12/3/2015 01/3/2016 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Amazon.com, Inc. (AMZN)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Johnson Controls, Inc. (JCI)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Prudential Financial, Inc. (PRu)

ranSactionS iD owner asset transaction type notification Date amount SP Costco Wholesale Corporatio n (COST)P 10/3/2016 10/3/2016 $1,001 - $15,000 F IlINg S TaTuS : New SP KeyCorp (KEY)

Coppell TX 2%19 217482Y51 Rate/Coupon: 2.0% Matures: 02/01/2019

F ILINg S TATUS : New S UBHOLDINg O F : SP M81 (Merrill Lynch) SP FT UNIT 5935 SABRIENT BAKERS DOZEN ... S 07/29/2016 08/1/2016 $50,001 - $100,000 F ILINg S TATUS : New S UBHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : FT UNIT 5935 SABRIENT BAKERS DOZEN ... SP FT UNIT 5935 SABRIENT BAKERS DOZEN ... S 07/29/2016 08/1/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHOLDINg O F : SP M37 (Merrill Lynch) L OCATION : US D ESCRIPTION : FT UNIT 5935 SABRIENT BAKERS DOZEN ... SP FT UNIT 5935 SABRIENT BAKERS DOZEN ... S 07/29/2016 08/1/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHOLDINg O F : SP M36 (Merrill Lynch) L OCATION : US D ESCRIPTION : FT UNIT 5935 SABRIENT BAKERS DOZEN ... SP FT UNIT 5935 SABRIENT BAKERS DOZEN ... S 07/29/2016 08/1/2016 $50,001 - $100,000 F ILINg S TATUS : New S UBHOLDINg O F : Trust M69 (Merrill Lynch) Filing ID #20005629 L OCATION : US D ESCRIPTION : FT UNIT 5935 SABRIENT BAKERS DOZEN ... SP International Business Machines Corporation (IBM)

Citigroup Inc.

Danaher Corp.

Apple Inc.

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 oCT 21 1900 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 oCT 21 1950 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 oCT 21 2000 PUT

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount METROPITAN TRANSN AUTH NY SER B REV B/E

F ILING S TATUS : New D ESCRIPTION : METROP0LITAN TRANSN AUTHORITY NY SER B REV B/E, COUPON 5.00%, DUE 11/15/2033, CUSIP 59259R4N1 METROPITAN TRANSN AUTH NY SER B REV B/E

F ILING S TATUS : New D ESCRIPTION : METROPOLITAN TRANSN AUTHORITY NY SER B REV B/E , COUPON 5.00$, DUE 11/15/2033, CUSIP 59259R4N1 METROPOLITAN TRANSIT AUTHORITY NY REV PREREF SER A B/E

F ILING S TATUS : New D ESCRIPTION : METROPOLITAN TRANSIT AUTHORITY NY REV PREREF SER A B/E BOND, COUPON 5.00% DUE 11/15/1937, CUSIP 59261AGF8 METROPOLITAN TRANSIT AUTHORITY NY REV PREREF SER B B/E

F ILING S TATUS : New Filing ID #20005750 D ESCRIPTION : METROPOLITAN TRANSIT AUTHORITY NY REV TRANNS SERIES A REG CIFG-TCRS, COUPON 5.00%. DUE 11/15/2035, CUSIP 59259RM27 METROPOLITAN TRANSIT AUTHORITY NY REV UNFUNDED BAL SER B B/E

F ILING S TATUS : New D ESCRIPTION : METROPOLITAN TRANSIT AUTHORITY NY REV UNFUNDED BAL, SERIES B B/E, COUPON 5.00%, DUE 11/15/2033, CUSIP 59261AGH4 METROPOLITAN TRANSIT AUTHORITY UNREF SER A B/E

F ILING S TATUS : New D ESCRIPTION : METROPOLITAN TRANSIT AUTHORITY NY REV UNREF SER A B/E BOND COUPON 5.00% DUE 11/15/2037 CUSIP 59261AGK7 METROPOLITAN TRANSN AUTHORITY NY REV SER A B/E

F ILING S TATUS : New D ESCRIPTION : METROPOLITAN TRANSN AUTHORITY NY REV SER A B/E, COUPON 5.00%, DUE 11/15/2037, CUSIP 59259R5K6 METROPOLITAN TRANSN AUTHORITY NY REV SER A B/E

F ILING S TATUS : New D ESCRIPTION : NY NY CITY TRANSITIONAL FIN AUTH BLDG AID RV SR SER S-2 FGIC-MBIA, COUPON 4.50%, DUE 01/15/2031, CUSIP 64972HDQ2 TRBOROUGH BRDG & TUNL AUTHORITY NY REV GEN SER C B/E

Celgene Corporation

Affiliated Managers Group Inc.

Zimmer Biomet Holdings, Inc.

Pepsico, Inc.

Microsoft Corporation

Celgene Corporation

Affiliated Managers Group Inc.

Zimmer Biomet Holdings, Inc.

Pepsico, Inc.

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Starbucks Corporation (SBuX)

F ILING S TATUS : New D ESCRIPTION : METROPOLITAN TRANSN AUTHORITY NY REV SER A B/E, COUPON 5.00%, DUE 11/15/2037, CUSIP 59259R5K6 NEW YORK NY CITY MUN WATER FIN AUTH WTR & SWR SYS UNREF BAL SER A REV OID

F ILING S TATUS : New D ESCRIPTION : NEW YORK, NY CITY MUN WTR FIN AUTH WTR & SWR UNREF BAL SER A REV OID, COUPON 4.25%, DUE 06/15/2033, CUSIP 64972GMD3 NY NY CITY TRANSITIOINAL FINAUTH BLDG AID RV SR SER S-2 FGIC- MBIA

ranSactionS iD owner asset transaction type notification Date amount SP CF Industries Holdi ngs, Inc. (CF)

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D ESCRIPTIoN : Structured Note SoUTH LYoN MICH CMNTY SCHS Go 5% 05/01/23 MN - MUNI BoND

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Starbucks Corporation (SBuX)

F ILING S TATUS : New D ESCRIPTION : METROPOLITAN TRANSIT AUTHORITY NY REV PREREF SERIES B B/E COUPON 5.00%, DUE 11/15/2033, CUSP 59261AGD3 METROPOLITAN TRANSIT AUTHORITY NY REV TRANS SER A REG CIFG-TCRS

ranSactionS iD owner asset transaction type notification Date amount JT Proshares ultrashort Euro (EuO)

F IlINg s TaTus : New JT VanEck Vectors Morningstar Wide MoatETF (MOaT)

ranSactionS iD owner asset transaction type notification Date amount SP Mcgrath RentCorp (MgRC)

F IlINg S TaTuS : New D ESCRIPTIoN : Sale of 8,000 Shares SP Visa Inc. (V)