Transactions

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 oCT 31 1825 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 oCT 31 1900 PUT

ranSactionS iD owner asset transaction type notification Date amount Mid-america apartment Communities, Inc. (Maa)

ranSactionS iD owner asset transaction type notification Date amount JT aT&T Inc. (T)

ranSactionS iD owner asset transaction type notification Date amount SP Allergan plc Ordinary Shares ( AgN)S 08/26/2016 09/1/2016 $15,001 - $50,000 F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Allergan plc Ordinary Shares ( AgN)S 08/26/2016 09/1/2016 $15,001 - $50,000 F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP CVS Health Corporation ( CVS)S 08/29/2016 09/2/2016 $15,001 - $50,000 F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Neuberger Berger Equity Fdsall Cap Core FD Institutional S 08/3/2016 08/10/2016 $1,001 - $15,000 F ILINg S TATuS : New L OCATION : uS D ESCRIPTION : This is cash management fund thro ugh my broker's company.SP PayPal Holdings, Inc. (PYPL)

8/5/2016 08/6/2016 $100,001 - $250,000 F ILING S TATUS : New S UBHoLDING o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note Plains All American Pipeline, L.P. (PAA) P 08/1/2016 08/2/2016 $1,001 - $15,000 F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estPUT/XSP @ 209 EXP 10/07/2016 - CBoE MINI SPX INDEX S 08/31/2016 09/1/2016 $1,001 - $15,000 F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @208 EXP 11/18/2016

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust New Residential Investment Corp. (NRZ)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Nestle SA Sponsored ADR representing Registered Shares Series b ( NSRgY)S 10/9/2015 11/9/2015 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust New Residential Investment Corp. (NRZ)

ranSactionS iD owner asset transaction type notification Date amount sP Northwest Natural gas Comp any(NWN)

F IlINg s TaTus : New JT CenterPoint Energy, Inc (CNP) P 08/1/2016 08/1/2016 $15,001 - $50,000 F IlINg s TaTus : New JT Hanesbrands Inc. (HBI) P 08/2/2016 08/2/2016 $1,001 - $15,000 F IlINg s TaTus : New DC stoneMor Partners l.P. Common un itRep limited Partnership Interests (sTON)

ranSactionS iD owner asset transaction type notification Date amount BlackRock Life Path 2020 Fund

F ILINg S TaTUS : New S UBHoLDINg o F : CBS 401(k) L oCaTIoN : US D ESCRIPTIoN : Sale and rollover of asset into Merrill E dge investment retirement accountDFa US Small CaP Portfolio

CAT-Caterpillar Inc. Rate/Coupon: 5.7 Matures: 08/15/2016

F IlINg s TaTus : New JT Tucows Inc. (TCX)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount S&P 500 2175 SEP 30 2175 CaLL

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL S&P 500 aUg 17 2150 CaLL

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Time Warner Inc. New (TWX)

ranSactionS iD owner asset transaction type notification Date amount gilead Sciences, Inc. (gILD) P 09/9/2016 09/26/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLDINg o F : LB Perrigo Company plc ordinary Shares (PRgo)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Fortress Transportation and Infrastructure Investors llC CommonShares (FTAI)

Family Crummey Trust 2003 becton, Dickinson and Company (bDX) P 09/1/2016 10/1/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 becton, Dickinson and Company (bDX) P 06/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 berkshire Hathaway Inc. (bRK.A) S 10/9/2015 11/9/2015 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackrock Capital In vestment CorpP 06/2/2016 07/2/2016 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackrock Capital In vestment CorpP 06/7/2016 07/7/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackrock Capital In vestment CorpP 06/1/2016 07/1/2016 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackRock Capital Investment Corporation (bKCC)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Ares Capital Corporat ion - Closed EndFund (ARCC)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Apollo Investment Corporat ion - ClosedEnd Fund (AINV) P 06/2/2016 07/2/2016 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Apollo Investment Corporat ion - ClosedEnd Fund (AINV) P 06/1/2016 07/1/2016 $50,001 - $100,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Apollo Investment Corporat ion - ClosedEnd Fund (AINV)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Celgene Corporation ( CELg)P 08/4/2016 08/8/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Celgene Corporation ( CELg)P 08/3/2016 08/5/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP gilead Sciences, Inc. (gILD) S 08/3/2016 08/8/2016 $1,001 - $15,000 F ILINg S TATUS : New Filing ID #20005819 S UbHOLDINg O F : SP M81 (Merrill Lynch) SP gilead Sciences, Inc. (gILD)

F IlINg S TaTuS : New JT Central Tex Regl mobility auth Rev 5.0% 01/01/2027 P 08/8/2016 08/8/2016 $250,001 - $500,000 F IlINg S TaTuS : New JT Electro Rent Corporation (ElRC)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Alcoa Inc. (AA)

F ILINg S TATUS : New S UBHoLDINg o F : RHIRA SPDR S&P 500 (SPY)

CBoE MINI SPX INDEX F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. SAGINAW VY ST UNIV MICH REV 5% 07/01/22 JJ - MUNI BoND P 08/2/2016 08/3/2016 $50,001 - $100,000 F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account TRENToN MICH PUB SCHS SCH DIST Go 5.0000% 05/01/28 MN - MUNIBoND P 08/9/2016 08/10/2016 $50,001 - $100,000 F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account Williams Partners, L.P. Common UnitsRepresenting Limited Partner Interests (WPZ)

F ILINg S TaTUS : New S UbHoLdINg o F : Spouse Muni account 176 SP UTIL dEbT SECURITIZaTIoN a T NYRESTRUCTURINg b SEP16 5.00% JUN15 2023

ranSactionS iD owner asset transaction type notification Date amount sP Canadian Natural Resources limited (CNQ)

ranSactionS iD owner asset transaction type notification Date amount MET goVT NaSHVILLE & DaVIDSoNC REF & IMPT- bLaKEFoRD aT gREEN

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP International business Machines Corporation (IbM) S 08/3/2016 08/8/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP International business Machines Corporation (IbM)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Oracle Corporation (ORCL)

ranSactionS iD owner asset transaction type notification Date amount JT Bay area Toll auth Calif Toll Brdg 1.50%04/01/2047

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X142 Citigroup, Inc. (C)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 General Mills, Inc. (GIS) S 08/3/2016 08/3/2016 $1,001 - $15,000 F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Illinois Tool Works Inc. (ITW)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 orbital ATK, Inc. (oA)

ranSactionS iD owner asset transaction type notification Date amount SP Lockheed Martin Corporation (LMT)

UA - Under Armour, Inc.

Facebook, Inc.

Torchmark Corporation

Red Hat, Inc.

Sunoco Logistics NTS B/E Rate/Coupon: 3.450% Matures: 01/15/2023

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X142 Cameco Corporation (CCJ)

F ILINg S TATUS : New S UBHoLDINg o F : Investment Account SPDR S&P 500 (SPY)

ranSactionS iD owner asset transaction type notification Date amount First Trust Morningstar ETF (FD L)

F ILING S TATUS : New S UBHoLDING o F : J French Hill - Revocable Trust D ESCRIPTIoN : SUBSEQUENT INVESTMENT Vanguard High Dividend Yield ETF - DNQ (VYM)

F ILINg S TaTUS : New S UbHOLDINg O F : Marty SP Yirendai Ltd. american Depositary Shares, each representin g two ordinaryshares (YRD)

Facebook, Inc.

Facebook, Inc.

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount I SHaRES 20 YR TREaSURY bND ETF P 07/1/2016 07/1/2016 $100,001 - $250,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CLoSE aSSIgNMENT ISHaRES TLT JUL 1 138 PUT aSSIgNMENT S 07/1/2016 07/1/2016 $100,001 - $250,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL aSSIgNMENT S&P 500 aUg 17 2150 CaLL