Transactions

F IlINg s TaTus : New JT Wells Fargo & Company (WFC)

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 18 1950 PUT S 08/5/2016 08/5/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 18 2000 PUT P 08/5/2016 08/5/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 30 1825 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 30 1950 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 30 2000 PUT

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 ARN ISSUER bARC CAP 18.51% SV 1,003.273 DUE 03/31/17 SP R2000 ARN ISSUER SEK CAP 14.37% SV 1,140.398 DUE 06/30/17

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Cognizant Technolo gy solutionsCorporation - Class A (CTsH)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Danaher Corporation (DHR)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Fiserv, Inc. (FIsV)

F IlINg s TaTus : New sP Diageo plc (DEO) s 09/2/2016 09/6/2016 $1,001 - $15,000 F IlINg s TaTus : New sP Procter & gamble Company (Pg)

The TJX Companies, Inc.

ranSactionS iD owner asset transaction type notification Date amount JT avon Products, Inc. Bonds s 08/5/2016 08/5/2016 $1,001 - $15,000 F IlINg s TaTus : New D EsCRIPTIoN : sale of avon Products, Inc. corporate bonds JT North Carolina C aP FaCs FIN agYREV DuKE uNIV sER-B

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Zoetis Inc. Class A (ZTS)

Johnson Controls Inc.

Hasbro Inc.

Bristol-Myers Squibb Company

McDonald's Corp.

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SEP 30 1900 PUT P 08/5/2016 08/5/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SEP 30 1950 PUT S 08/5/2016 08/5/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 SEP 30 1950 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT ID Owner Asset Transaction Type Notification Date Amount S&P 500 SEP 30 2000 PUT

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP McDonald's Corporation (MC D)

ranSactionS iD owner asset transaction type notification Date amount METROPOLITAN TRANS AUTH NY REV SER C

Ralph Lauren Corporation

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL S&P 500 JUL 29 2140 CaLL P 08/1/2016 08/1/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL S&P 500 NoV 18 1825 PUT S 08/5/2016 08/5/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 18 1825 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT Filing ID #20005841 S&P 500 NoV 18 1900 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 NoV 18 1950 PUT

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Oracle Corporation (ORCL) P 08/3/2016 08/8/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP R2000 ARN ISSUER bARC CAP 18.51% SV 1,003.273 DUE 03/31/17

SCRIPTION : R2000 ARN ISSUER SEK CAP 14.37% SV 1,140.398 DUE 06/30/17 ID Owner Asset Transaction Type Notification Date Amount SP SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/ 27/17P 08/9/2016 08/12/2016 $15,001 - $50,000 F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 SP SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/ 27/17 bUF10% P 08/8/2016 08/11/2016 $15,001 - $50,000 F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 bUF 10% SP SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/ 27/17 bUF10% P 08/8/2016 08/11/2016 $50,001 - $100,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 bUF 10% SP SP500 CLIRN ISSUER bAC CAP 15.36% SV 2,097.90 DUE 06/29/18 bUF 10%

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRN ISSUER bAC CAP 15.36% SV 2,097.90 DUE 06/29/18 bUF 10% SP Sumitomo Chemical Co Ltd Unsponsored ADR (SOMMY)

F ILINg S TATUS : New S UBHoLDINg o F : RHIRA Shire plc - American Deposi tary Shares,each representing t hree ordinary Shares(SHPg)

Public Storage

MetLife, Inc.

General Electric Company

The TJX Companies, Inc.

Starbucks Corporation

BMY-Bristol-Myers Squibb Company

Ryanair Holdings plc

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Allergan plc Ordinary Shares ( AgN)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP bristol-Myers Squibb Company (bMY)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Capital One Financial Corporation (COF) S 08/3/2016 08/8/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Capital One Financial Corporation (COF)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP ICICI bank Limited (IbN)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP The Priceline group Inc. (PCL N)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Time Warner Inc. New (TWX) P 08/3/2016 08/8/2016 $1,001 - $15,000 F ILINg S TATUS : New ID Owner Asset Transaction Type Notification Date Amount S UbHOLDINg O F : SP M81 (Merrill Lynch) SP U.S. bancorp (USb) P 08/3/2016 08/8/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP U.S. bancorp (USb)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Aon plc Class A ordin ary shares (AoN)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 General Mills, Inc. (GIs)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Filing ID #20005943 Kohl's Corporation (Kss)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 McKesson Corporation (MCK)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Merck & Company, Inc. Common stock(MRK)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Markit Ltd bought on 7/15/2016. Later that day it was exchanged for IHS M arkit Ltd.SP Leidos Holdings, Inc. (LDOS)

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 oCT 21 1950 PUT

F ILINg S TaTUS : New ID Owner Asset Transaction Type Notification Date Amount S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 oCT 21 1950 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 oCT 21 2000 PUT