Transactions

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP aetna Inc. (aET)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP alphabet Inc. - Cl ass a (googL)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP ameriprise Financial, Inc. (aMP)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP apple Inc. (aaPL)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP Boeing Company (Ba)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP Comcast Corporation - Cl ass a (CMCSa)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account Filing Id #20005351 SP Hilton Worldwide Holdings Inc. (HLT)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP Home depot, Inc. (Hd)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP iShares CMBS Bond ETF (CMBS)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP iShares Nasdaq Biotechnology Index Fund (IBB)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP Magellan Midstream Partners L.P. Limited Partnership (MMP)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP Medtronic plc. ordinary Shares (M dT)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP Nike, Inc. (NKE)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP Palo alto Networks, Inc. (PaNW)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP PowerShares Buyback achievers (PKW)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP PowerShares Emerging Markets Sovereign debt Portfolio (PCY)

F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP SPdR Select Sector Fund - Energy Select

ID Owner Asset Transaction Type Notification Date Amount Sector (XLE) F ILINg S TaTUS : New S UBHoLdINg o F : UBS Brokerage account SP Walt disney Company (dIS)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Aon plc Class A ordin ary shares (AoN)P 06/8/2016 06/8/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Aon plc Class A ordin ary shares (AoN)P 06/1/2016 06/1/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Franklin Resources, Inc. (bEN) s 06/1/2016 06/1/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 International business Machines Corporation (IbM) s 06/8/2016 06/8/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 J.M. smucker Company (sJM)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Monsanto Company (MoN)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Filing ID #20005353 PNC Financial serv ices Group, Inc.(PNC) P 06/8/2016 06/8/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Texas Instruments Incorporated (TXN)P 06/1/2016 06/1/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Wells Fargo & Company (WFC) s 06/8/2016 06/8/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Worthington Indus tries, Inc. (WoR)

ranSactionS iD owner asset transaction type notification Date amount International Paper Company (IP)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount bARCLAYS bANK PLC LINKE D To S&P500 INDEX bUFFERED CAPPED bETA 0% STRUCTURED NoTE DUE 03/29/2018

F ILING S TATUS : New S UbHoLDING o F : Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note bARCLAYS bANK PLC LINKE D To S&P500 INDEX bUFFERED CAPPED bETA 0% STRUCTURED NoTE DUE 03/29/2018

F IlINg s TaTus : New sP HCP, Inc. (HCP) P 05/9/2016 08/10/2017 $1,001 - $15,000 F IlINg s TaTus : New sP Home Depot, Inc. (HD)

F IlINg s TaTus : New sP Verizon Communications Inc. (VZ)

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 19 1750 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT Filing ID #20005315 S&P 500 aUg 19 1775 PUT

F ILINg S TaTUS : New ID Owner Asset Transaction Type Notification Date Amount S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 31 1875 PUT

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Teva Pharmaceutical Industries Limited American Depositary sh ares (TEVA)s 05/4/2016 05/6/2016 $1,001 - $15,000 F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP TEXAs sT TRANsN CoMMN-HWY IMPT MAY16 05.000%APR01 2 041P 05/5/2016 05/9/2016 $50,001 - $100,000 F ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) ID Owner Asset Transaction Type Notification Date Amount sP Valero Energy Corporation (VLo)

ranSactionS iD owner asset transaction type notification Date amount SP Chipotle Mexican grill, Inc. (CMg)

F ILING S TATUS : New S UbHoLDING o F : Toucan Family LLC D ESCRIPTIoN : Structured Note NEW JERSEY ECoNoMIC DEV AUTH REV boNDS 5.0000% 06/15/18 JD

Columbia Pipeline Group, Inc.

Invesco Ltd.

Comcast Corporation

Facebook, Inc.

Amgen Inc.

Regeneron Pharmaceuticals, Inc.

Comcast Corporation

Facebook, Inc.

Twitter, Inc.

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 31 1725 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 31 1925 PUT

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Carnival Corporation (CCl)

F ILINg S TATUS : New S UbHoLDINg o F : Rollover NorthStar Realty Europe Corp. (NRE)

F ILINg S TATUS : New NorthStar Realty Finance Corp.Common Stock (NRF)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) Filing ID #20005270 sP general Dynamics Corporatio n (gD)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP ITV plc Unsponsored ADR (ITVPY) P 05/3/2016 05/5/2016 $1,001 - $15,000 F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Macy's Inc (M)

ranSactionS iD owner asset transaction type notification Date amount JT Idaho St Bldg auth 5% Due 9/1/23

F ILING S TATUS : New D ESCRIPTION : METROPOLITAN TRANSN AUTHORITY NY REV TRANSN SERIES A 5.00%, DUE 11/15/2033 METROPOLITAN TRANSN AUTH NY REV TRANSN SER A