Transactions

ranSactionS iD owner asset transaction type notification Date amount JT stoneMor Partners l.P. Common un itRep limited Partnership Interests (sTON)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Anadarko Petroleum Corporat ion (APC)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Allergan plc Ordinary Shares ( AgN)

ranSactionS iD owner asset transaction type notification Date amount sP Northwest Natural gas Comp any(NWN)

F IlINg S TaTuS : New JT MYR group, Inc. (MYRg)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Woodward, Inc. (WWD)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP CaPE FEaR PUb UTIL aUTH N C WTR& SWR SYS REV RF JUN16 5.00% aUg01 2023

F ILINg S TaTUS : New S UbHoLdINg o F : Spouse Muni account 176 SP TEXaS ST PUb FIN aUTH RF MaY16 5.00% oCT01 2024

ranSactionS iD owner asset transaction type notification Date amount Chicago IL 4% 01/01/18 P 05/3/2016 06/10/2016 $50,001 - $100,000 F ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 Los angeles Ca Unif 5% 07/01/21 S 05/4/2016 06/10/2016 $100,001 - $250,000 F ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 Massachusetts ST Dev 4% 07/01/20

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount S&P 500 aUg 19 1725 PUT S 05/9/2016 05/9/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 19 1725 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 19 1750 PUT

F IlINg S TaTuS : New JT MYR group, Inc. (MYRg)

F IlINg S TaTuS : New JT Potash Corporation of Sask atchewanInc. (POT)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Call of Bond SP Newell Rubbermaid

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Due date is 4/1/2021. Interest rate is 6.625% SP Newell Rubbermaid Inc

F IlINg S TATuS : New S ubHOlDINg O F : Karen Susan Diebel Rev Tru st > Karen Diebel Sessions IRA RolloverSP CF Industries Holdi ngs, Inc. (CF)

F ILING S TATUS : New S UbHoLDING o F : Toucan Family LLC Phillips 66 Partners LP Common Unitsrepresenting limited partner intere st inthe Partnership (PSXP) P 05/4/2016 05/5/2016 $50,001 - $100,000 F ILING S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estPoRTAGE MICH PUb SCHS Go boNDS 5.0000% 11/01/22 MN P 05/5/2016 05/6/2016 $15,001 - $50,000 F ILING S TATUS : New S UbHoLDING o F : David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott PUT/XSP @ 193 EXP 7/15/2016 CboE MINI SPX INDEX S 05/3/2016 05/4/2016 $1,001 - $15,000 F ILING S TATUS : New S UbHoLDING o F : Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 196 EXP 06/24/2016 CboE MINI SPX INDEX

F ILINg S TaTUS : New Filing Id #20005757 S UbHoLdINg o F : Spouse Muni account 176 SP NoRTH TEX TWY aUTH REV SYS FIRST TIER SER a RF JUN16 5.00% JaN01 2025

F ILINg S TaTUS : New S UbHoLdINg o F : Spouse Muni account 176 SP UNIVERSITY CINCINNaTI oH Io gENRCPTS SER a MaY16 5.00% JUN01 2026

F IlINg s TaTus : New sP Costco Wholesale Corporatio n (COsT)P 05/6/2016 05/31/2016 $1,001 - $15,000 F IlINg s TaTus : New sP general Electric Company (gE) P 05/5/2016 05/31/2016 $1,001 - $15,000 F IlINg s TaTus : New sP NXP semiconductors N.V. (NXPI)

F IlINg S TaTuS : New D ESCRIPTIoN : Karen sent 1 share purchas e, but not larger purchase. larger purchase flagged for KM/ PS on 5.1.17SP Costco Wholesale Corporatio n (CoST)P 10/4/2016 10/4/2016 $1,001 - $15,000 F IlINg S TaTuS : New D ESCRIPTIoN : Two PTRs already filed, third purchase wasn't s ent to KM/PS. Flagged on 5.1.17. SP FNMa Pl au3746 3.5% P 04/4/2016 04/4/2016 $50,001 - $100,000 F IlINg S TaTuS : New D ESCRIPTIoN : FNMa Pl au3746 3.5%30 Due 06/01/30 SP glaxoSmithKline PlC (gSK) P 12/1/2016 12/1/2016 $1,001 - $15,000 F IlINg S TaTuS : New D ESCRIPTIoN : KM/PS notified on 5.1.17 SP Invesco ltd (IVZ)

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 19 1750 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 19 1900 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 19 1900 PUT S 05/9/2016 05/9/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 19 1950 PUT P 05/9/2016 05/9/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT S&P 500 aUg 19 1950 PUT

F ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : buy sP500 bEARARN Iss bARC CAP 13.5% sV... sP Direct Line Insur ance group PLCUnsponsored ADR (DIIsY) P 05/4/2016 05/6/2016 $1,001 - $15,000 F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Entergy Corporation (ETR)

F ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : R2000 CLIRN IssUER Cs CAP 14.10% sV... Redemption sP Teva Pharmaceutical Industries Limited American Depositary sh ares (TEVA)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Danaher Corporation (DHR) s 05/4/2016 05/4/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Fidelity National Information services, Inc. (FIs)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Fiserv, Inc. (FIsV)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Franklin Resources, Inc. (bEN)

F ILING s TATus : New Filing ID #20005199 s ubHoLDING o F : Morgan stanley IRA - X141 HCP, Inc. (HCP) s 05/4/2016 05/4/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 J.M. smucker Company (sJM)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP HCA Inc

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Due date is 4/1/2021 3.15% SP SLM Corp

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Wells Fargo & Co

ranSactionS iD owner asset transaction type notification Date amount METROPOLILTAN TRANSIT AUTH NYREV TRANSN SER A

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount sP Apple Inc. (AAPL)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP general Dynamics Corporatio n (gD)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Macy's Inc (M)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP American Tower Corporation ( AMT)S 05/5/2016 05/12/2016 $319.00 F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Roth IRA SP Delta Air Lines, Inc. (DAL)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Due date is 9/25/2017. 3.107% Filing ID #20005188 SP T-Mobile uS, Inc. (TMuS)

W.L. Gore & Associates Inc. Company: W.L. Gore & Associates Inc.  (Newark, DE) Description: Manufacturing

MACYS RETAIL HLDINGS INC Rate/Coupon: 3.8% Matures: 01/15/2022

XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/2021

General Electric Company

General Electric Company

XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/2021

MACYS RETAIL HLDINGS INC Rate/Coupon: 3.8% Matures: 01/15/2022

CHIPPEWA OHIO LOC SCH DIST CLASSROOM FACS & SCH IMPT-SER 1 OHIO ST AID INTERCEPT PROG Rate/Coupon: 3.00% Matures: 11/01/2042

ranSactionS iD owner asset transaction type notification Date amount aB Electrolux Class B americ anDepositary Receipts (EluXY)

F IlINg s TaTus : New First solar, Inc. (FslR)

F IlINg s TaTus : New Industria De Diseno Textil Inditex sa unsponsored aDR (IDEXY)