Transactions

g fedcF ILINg S TATuS : New S ubHOLdINg O F : John Marshall Collins Rollover IRA SP Sysco Corporation (SYY)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Amazon.com, Inc. (AMZN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP Waste Connections, Inc. Common Shares (WCN)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Amazon.com, Inc. (AMZN)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Vivint Solar, Inc. (VSLR)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Waste Connections, Inc. Common Shares (WCN)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Berkshire Hathaway Inc. New (BRK.B)

g fedcbF IlINg S TATuS : New SP QuAlCOMM Incorporated (QCOM)

g fedcF IlINg S TaTuS : New S ubHOlDINg O F : - Trust 1 Emerson Electric Company (EmR)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > frontdoor, inc. (FTDR)

g fedcbF IlINg S TATuS : Amended ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Everbridge, Inc. (EVBg)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings activision blizzard, Inc (aTVI)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings California department of Water Resources

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings iD owner asset transaction type notification Date amount cap. gains > LoNG bEaCH Ca HbR REV

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > Raymond Jame s - Multi-Margin Related account aLoS aNGELES Ca HaRboR dEPT

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > Raymond Jame s - Multi-Margin Related account aLoS aNGELES CNTY Ca MET TRaNSPoRTaTIoN aUTHoRITY

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings SaNTa CLaRa Ca UNIFIEd SCHooL dISTRICT

g fedcF ILINg s TaTus : New D EsCRIPTIoN : Reinvest shares PPg Industries, Inc. (PPg) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Abbott Laboratories (ABT)

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Selec t UMA Account # 1L oCATIoN : US d ESCRIPTIoN : AdR stock JT Altria Group, Inc. (Mo)

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT Carnival Corporation (CCL)

g fedcF ILING S TATUS : New S UBHoLdING o F : Ameritrade JT Nestle SA Sponsored AdR representing Registere d SharesSeries B (NSRGY)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $220, Exp. 04/09/2020 sPDR Dow Jones Industrial average ETF (DIa)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : John Marshall Collins Rollover IRA SP Prudential Financial, Inc. (PRu)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Service Corporation Intern ational(SCI)

g fedcF IlINg S TaTuS : New SP u.S. Treasury Bills [gS]

g fedcF IlINg S TaTuS : New S ubHOlDINg O F : - Trust 1 unitedHealth group Incorporated Common Stock (uNH)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Home Depot, Inc. (HD) [sT]

g fedcF IlINg s TaTus : New lowe's Companies, Inc. (lOW) [sT]

g fedcF IlINg s TaTus : New Prudential Financial, Inc. (PRu) [sT]

g fedcF IlINg s TaTus : New Exxon Mobil Corporation (XOM) [sT]

g fedcbF ILING S TaTUS : New S UbHoLDING o F : Vananne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPD ESCRIPTIoN : Exxon Mobil Corporation (XoM), Strike Price $60, EXP 05/15/2020, Call option Exxon Mobil Corporation (XoM)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > bristol-Myers Squibb Company (bMY)

g fedcbF ILING S TATUS : New S UbHOLDING O F : VanAnne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPEli Lilly and Company (LLY)

g fedcbF ILING S TATUS : New S UbHOLDING O F : VanAnne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPWalt Disney Company (DIS)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Consolidated Edison, Inc. (ED)

g fedcbF IlINg S TATuS : New Amazon.com, Inc. (AMZN)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K SS&C Technologies Holdings , Inc.(SSNC)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA SP SS&C Technologies Holdings , Inc.(SSNC)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA SP SS&C Technologies Holdings , Inc.(SSNC)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : sale of 150 units of F lir Sytems Inc.ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT goldman Sachs group, Inc. (gS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : sale of 20 units go ldman Sachs group IncJT ishares gold Trust (IAU)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings activision blizzard, Inc (aTVI)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings booking Holdings Inc. (bKNG)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Nike, Inc. (NKE)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Walt disney Company (dIS)

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $150; Expires 03/19/2021 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $170; Expires 12/18/2020 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $135; Expires 12/18/2020 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $135; Expires 12/18/2020 JT Microsoft Corporation (MSFT) [oP]