Transactions

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $140; Expires 09/18/2020 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $135; Expires 09/18/2020 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $135; Expires 09/18/2020 iD owner asset transaction type notification Date amount cap. gains > JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $160; Expires 01/15/2021 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $150; Expires 01/15/2021 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $145; Expires 01/15/2021 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $145; Expires 01/15/2021 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $145; Expires 01/15/2021 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $150; Expires 03/19/2021 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT Nitori Holdings Co LTd AdR (NCLTY) [oT]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT Taiwan Semiconductor Manufacturing Company Ltd. (TSM)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $240, Exp. 04/17/2020 sPDR Dow Jones Industrial average ETF (DIa)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Berkshire Hathaway Inc. New (BRK.B)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Berkshire Hathaway Inc. New (BRK.B)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Berkshire Hathaway Inc. New (BRK.B)

g fedcF IlINg S TaTuS : New SP Stockton, Ca PFa Wtr util [gS] P 03/31/2020 03/31/2020 Spouse/DC Over $1,000,000 g fedcF IlINg S TaTuS : New SP u.S. Treasury Bills [gS]

g fedcF IlINg S TATuS : Amended 2000065035 Cisco Systems, Inc. (CSCO)

g fedcbF IlINg S TATuS : New general Mills, Inc. (gIS)

g fedcbID Owner Asset Transaction Type Notification Date Amount Cap. Gains > F IlINg S TATuS : New Everbridge, Inc. (EVBg)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : DPJ & KAJ joint account SPDR S&P 500 (SPY)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA Illinois Tool Works Inc. (ITW)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA SP Illinois Tool Works Inc. (ITW)

Siemens Aktiengesellschaft

Cognex Corporation

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : sale of Blackrock Liquid Funds JT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 250 units of IShares gold Trust JT Regional Transn Dist 5.00% 06/01/29 [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > 3M Company (MMM)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 goldman Sachs activebet a U.S.Large Cap Equity E TF (gSLC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : Transfer to WF 10 SPdR S&P dividend ETF (SdY)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) SPdR S&P dividend ETF (SdY)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) SPdR S&P dividend ETF (SdY)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) The Travelers Companies, Inc. (TRV)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) Vanguard Consumer Staples E TF(VdC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg)

g fedcF IlINg s TaTus : New Microsoft Corporation (MsFT) [sT]

g fedcF IlINg S TaTuS : New JT New York St dorm auth St pers Income 5.0% Due 03/15/2027 [gS]

g fedcF ILINg s TaTus : New D EsCRIPTIoN : Reinvest shares International Business Machines Corporation (IBM) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 ConocoPhillips (CoP) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Mohawk Industries, Inc. (MHK) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 united banksh ares, Inc. (ubsI)[sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Wells Fargo & Company (WFC) [sT]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Selec t UMA Account # 1L oCATIoN : US d ESCRIPTIoN : AdR stock JT Nitori Holdings Co Ltd AdR (NCLTY) [oT]

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Boston Scientific Corporation (BSX)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Virgin galactic Holdings, Inc. (SPCE)

g fedcF IlINg s TATus : New Cisco systems, Inc. (CsCO) [sT]

Illumina, Inc.

F S : New S O : Merrill Lynch- Advisor Discretion Account 2000084579 JMP Group LLC Common Shares (JMP)

Berkshire Hathaway Inc.

Exxon Mobil Corporation