Transactions

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Conagra Brands, Inc. (Cag)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT PRa Health Sciences, I nc. (PRaH)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Qorvo, Inc. (QRVo)

g fedcF ILINg S TATuS : New S ubHOLDINg O F : John Marshall Collins Rollover IRA D ESCRIPTION : Corporate bond SP Simon Property group

g fedcF IlINg S TATuS : Amended D ESCRIPTION : Short Sale. 2000081114 Restaurant Brands International Inc. Common Shares (QSR)

g fedcF IlINg S TaTuS : New JT Maryland ST gO ST local Facs 5.00% Due 03/15//27 [gS]

g fedcF IlINg S TaTuS : New JT N East Isd TX 5.00% Due 08/01/23 [gS]

g fedcbF ILINg s TaTus : New Zebra Technologies Corporat ion -Class a (ZBRa) [sT]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Eldorado Resorts, Inc. (ERI)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Marvell Technology group Ltd. (MRVL)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Six Flags Entertainment Corporation New (SIX)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT VICI Properties Inc. (VIC I)

g fedcF ILING S TATUS : New D ESCRIPTION : NEW YORK ST DORM AUTH SLS TAX REV ST SPPRTD DEBT BDS 2013A B/E UNREF. COUPON 5.00%, DUE 03/15/2043, CUSIP 64990APN9 NORTH HEMPSTEAD NY PUB IMPT BDS 2019 B G/O LTD B/E

g fedcF IlINg S TaTuS : New Roche Holdings ag Basel american Depositary Shares (RHHBY)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA SP unitedHealth group Incorporated Common Stock (uNH)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings REdLaNdS Ca UNI SCH dIST Go boNdS

g fedcFiling ID #20012549 F IlINg S TaTuS : New JT university Minn gO Ref BDS Regents Ser. 5.00% Due 1 0/01/25[gS]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT aMETEK, Inc. (aME)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Fortive Corporation (FTV)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > aercap Holdings NV Var RT 10/10/2079 Dtd 10/10/2019 [Cs]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Charles schwab Corporation (sCHW) [sT]

g fedcbF ILING S TaTUS : New S UbHoLDING o F : Vananne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPD ESCRIPTIoN : Exxon Mobil Corporation (XoM), Strike Price of $73, EXP 11/22/2019, Call option Exxon Mobil Corporation (XoM)

Westbrand, Inc. stock Company: Westbrand, Inc.  (Minot, ND) Description: Bank holding company of First Western Bank

g fedcF IlINg S TaTuS : New Roche Holdings ag Basel american Depositary Shares (RHHBY)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : JP Morgan Investment Account L OCATION : US D ESCRIPTION : Fixed Income SP V.F. Corporation (VFC)

F S : New S O : R.W. Allen & Associates, Inc. > RWA&A - Securities Johnson & Johnson (JNJ)

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : WF 69 (Wells Fargo Financial) SP JPMoRgaN FEDERaL MoNEY MaRKET FUND [oT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT Charleston CNTY S C SCH Dist 4.00% Due 05/13/20 [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Coca-Cola Company (Ko) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Broadcom Inc. (aVgO) [sT]

g fedcF IlINg s TaTus : New International Business Machines Corporation (IBM) [sT]

g fedcF IlINg s TaTus : New JT PPl Corporation (PPl) [sT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Cigna Corporation (CI) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Xcel Energy Inc. (XEL) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $125; Expires 10/18/2019 JT Microsoft Corporation (MSFT) [oP]

g fedcF IlINg s TaTus : New s ubHolDINg o F : Hern Family Foundation JT Fs Energy & Power Fund [Ps]

g fedcF IlINg s TaTus : New s ubHolDINg o F : Hern Family Revocable Trust l oCaTIoN : us D EsCRIPTIoN : Dividend Reinvestment JT Fs Investment Corp II Com [Ps]

g fedcF IlINg s TaTus : New s ubHolDINg o F : Hern Family Revocable Trust l oCaTIoN : us D EsCRIPTIoN : Dividend Reinvestment JT Fs KKR Capital Corp. (FsK) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Air Products and Chem icals, Inc.(APD)

g fedcbF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP ProShares Short S&P500 (SH)

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Charles schwab Corporation (sCHW) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Corporate Bond Putnam Cnty TN Ref unl TD Tax 5% 04/01/2024 Dtd 02/17/2017 [gs]

g fedcF IlINg S TATuS : New D ESCRIPTION : Covered Short ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Restaurant Brands International Inc. Common Shares (QSR)

g fedcF IlINg S TATuS : Amended D ESCRIPTION : Short Cover Purchase. 2000081092 Peloton Interactive, Inc. (PTON)

g fedcF IlINg S TaTuS : New JT Fairfax CNTY Va 4.00% Due 10/01/19 [gS]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Nasdaq, Inc. (NDaQ)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT TD ameritrade Holding Corporation (aMTD)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Vivint Solar, Inc. (VSLR)

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Jacksonville Florida special RevJacksonville 5% B-1a oct 1 2024 Dtd [gs]