Transactions

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Vertex Pharmaceuticals Incorporated (VRTX)

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Exxon Mobil Corporation (XoM) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : sP500 CLIRNs IssUER BNs CAP 11.50% sV 2,642.33 DUE 03/27/20sP The Travelers Companies, Inc. (TRV) [sT]

g fedcF IlINg s TaTus : New JT CNX Midstream Partners lP Common units representing limited partner interests (CNXM) [sT]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Transdigm group Incorporated Transdigm group Inc. (TDg)

g fedcbF IlINg s TaTus : New British american Tobacco Industries, p.l.c. Common stockaDR (BTI) [sT]

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #6 SP Celgene Corporation ( CELG)

Amazon.com, Inc.

g fedcF IlINg S TATuS : New Flexion Therapeutics, Inc. (FlXN)

g fedcF IlINg S TATuS : Amended D ESCRIPTION : Covered Short Carnival Corporation (CCl)

g fedcF IlINg S TATuS : Deleted Norwegian Cruise line Holdings ltd. Ordinary Shares (NClH)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike Price $112; Expires 03/08/2019 C oMMENTS : Sold covered call option JT Naspers Limited N Shs Sponsoredamerican depositary Rece iptRepresenting Class N Shares (NPSNY)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $140, Exp. 1/11/19 alibaba group Holding L imitedamerican Depositary sh ares eachrepresenting one Ordi nary share(BaBa)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Ball Corporation (BLL)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Northrop grumman Corporation (NoC)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Raytheon Company (RTN)

g fedcF IlINg s TaTus : New altria group, Inc. (MO) [sT]

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 iD owner asset transaction type notification Date amount cap. gains > SP Celgene Corporation ( CELG)

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #10 SP Iberdrola Sa Sponsored aDR (IBDRY)

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #7 SP NVIDIa Corporation (NVDa)

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #6 SP SSE Plc Sponsored aDR (SSEZY)

Houston Tex Util Sys Revenue Bond Rate/Coupon: 2.41% - Floating Matures: 05/15/2034

Houston Tex Util Sys Revenue Bond Rate/Coupon: 2.41% - Floating Matures: 05/15/2034

Houston Tex Util Sys Revenue Bond Rate/Coupon: 2.41% - Floating Matures: 05/15/2034

Houston Tex Util Sys Revenue Bond Rate/Coupon: 2.41% - Floating Matures: 05/15/2034

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Naspers Limited N Shs SponsoredAmerican Depositary Rece iptRepresenting Class N Shares (NPSNY)

g fedcbF IlINg S TATuS : New Equinix, Inc. (EQIX)

F S : New S O : Merrill Lynch- Advisor Discretion Account Winnebago Industries, Inc. (WGO)

F S : New S O : Merrill Lynch- Advisor Discretion Account Apple Inc. (AAPL)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Caterpillar, Inc. (CAT)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account NVIDIA Corporation (NVDA)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP American Tower Corporation (AMT)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP American Tower Corporation (AMT)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Anadarko Petroleum Corporat ion(APC)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Medtronic plc. Ordinary Shares (MdT)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Medtronic plc. Ordinary Shares (MdT)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Southern Copper Corporation (SCCO)

g fedcF IlINg S TATuS : New Filing Id #20011219 S ubHOldINg O F : Ameriprise Traditional IRA SP Southern Copper Corporation (SCCO)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Starbucks Corporation (SbuX)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Starbucks Corporation (SbuX)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT adidas aG Sponsored adR (addYY)

g fedcbID Owner Asset Transaction Type Notification Date Amount Cap. Gains > F ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Roche Holdings aG basel american depositary Shares (RHHbY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Tencent Holdings Limited Unsponsored adR Representing b Shares (TCEHY)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Ball Corporation (BLL)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Fidelity Investments Brokerage acco untJT CDW Corporation (CDW)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Churchill Downs, Incorporated (CHDN)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 Filing ID #20011203 JT Crown Castle International Corp. (CCI)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Equinix, Inc. (EQIX)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Fidelity National Information Services, Inc. (FIS)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Fidelity Investments Brokerage acco untJT global Payments Inc. (gPN)