Transactions

g fedcF IlINg s TaTus : New uBs group ag Registered Ordinary shares (uBs) [sT]

g fedcF IlINg s TaTus : New Expedia group, Inc. (EXPE) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > FuelCell Energy, Inc. (FCEL) [oP]

g fedcF ILINg S TATuS : New D ESCRIPTIoN : July 19'19 $1 call FuelCell Energy, Inc. (FCEL)

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #3 Exxon Mobil Corporation (XoM)

g fedciD owner asset transaction type notification Date amount cap. gains > (FUJIY) [ST] F ILING S TaTUS : New S UBHoLDING o F : IRa account #3 SP HoNoLULU CITY & CNTY HI 2019a BE/R/

PPG Industries, Inc.

Novartis AG

Medtronic plc

Exxon Mobil Corporation

DowDuPont Inc.

The Walt Disney Company

Comcast Corporation

Cisco Systems, Inc.

CVS Health Corporation

Apple Inc.

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : JP Morgan Investment Account L OCATION : US D ESCRIPTION : Structured Note 5/15/2019 JT DISCOVER FINANCIAL

g fedcF ILINg S TATUS : New Filing ID #20016927 S UbHOLDINg O F : JP Morgan Investment Account L OCATION : US D ESCRIPTION : Fixed Income JT gOLDMAN SACHS gROUP INC VARIAbLE RATE NOTE

g fedcF IlINg S TATuS : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > 2000076217 Castlight Health, Inc. Class B (CSlT)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account iShares global Comm Services ETF (IXP)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account International business Machines Corporation (IbM)

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Intel Corporation (INTC)

g fedcF IlINg s TaTus : New JT The Blackstone group l.P. Common units Representing limited Partnership Interests (BX) [sT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT FEb 8 119.5 CaLL [oT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP R2000 ARN IssUER HsBC CAP 12.75% sV 1,518.89 DUE 01/24/19 [oT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP sP500 CLIRNs IssUER BNs CAP 11.50% sV 2,642.33 DUE 03/27/20 [oT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Entegris, Inc. (ENTG)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT Power Integrations, Inc. (PoWI)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Danaher Corporation (DHR)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Fidelity Investments Brokerage acco untJT Hanover Insurance group Inc (THg)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT HD Supply Holdings, Inc. (H DS)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Kroger Company (KR)

g fedcbF ILINg S TaTUS : New iD owner asset transaction type notification Date amount cap. gains > S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT LPL Financial Holdings Inc. (LPLa)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT McCormick & Company, Incorporated (MKC)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Northern Trust Corporation (NTRS)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT The Cooper Companies, Inc. (Coo)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Vail Resorts, Inc. (MTN)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Bank of America

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Bank of America

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > altria group, Inc. (MO) [sT]

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #10 SP HUDSoN YDS INFRaSTRUCTUR SR a RB BE/R/

AT&T Inc.

F S : New S O : Merrill Lynch- Advisor Discretion Account United Rentals, Inc. (URI)

g fedcF IlINg S TATuS : Amended D ESCRIPTION : Short Cover Purchase. 2000081115 Simon Property group, Inc. (SPg)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Toll Brothers, Inc. (ToL)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Tactile Systems Technology , Inc.(TCMD)

g fedciD owner asset transaction type notification Date amount cap. gains > F ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Royal gold, Inc. (RgLD)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Rent-A-Center Inc. (RCII)

g fedcF ILINg S TATUS : New iD owner asset transaction type notification Date amount cap. gains > S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Qiagen N.V. Common Shares (QgEN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Puma Biotechnology Inc (PBYI)