Transactions

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Pentair plc. ordinary Sh are (PNR)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Paramount group, Inc. (PgRE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Hawaiian Electric Industries, Inc. (HE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Euronet Worldwide, Inc. (EEFT)

g fedcF IlINg s TaTus : New JT Enterprise Products Partners l.P. (EPD) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Cigna Corporation (CI) [sT]

g fedcFiling ID #20011186 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 FirstEnergy Corp. (FE) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 MetLife, Inc. (MET) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 PPG Industries, Inc. (PPG) [sT]

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust JT JNL ishares Tact ical growth

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust > Jackson National EA D EsCRIPTION : Purchased shares of JN L ishares Tactical growthJT JNL/FAMCO Flex Core Covered Call

g fedcF ILINg s TATus : New Filing ID #20011169 s uBHOLDINg O F : Hern Family Revocable Trust > Jackson National EA D EsCRIPTION : Purchased shares of JN L/FAMCO Flex Core Covered CallJT JNL/First state global Infrastructure

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust > Jackson National EA D EsCRIPTION : Purchase shares of JNL/ First state global Infrastructure fundJT JNL/Franklin Templeto n globalMultisector Bond

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust > Jackson National EA D EsCRIPTION : Purchased shares of JNL/Fr anklin Templeton global Multisector Bond fundJT JNL/Mellon Capital Information Technology sector

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust > Jackson National EA D EsCRIPTION : Purchase shares of JNL/M ellon Capital Information Technology sector fundJT JNL/Mellon Capital Nasdaq® 100 Index

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust > Jackson National EA D EsCRIPTION : Purchased shares of JNL/ Mellon Capital Nasdaq® 100 Index fundJT JNL/Mellon Capital s&P 400 MidCap Index

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust > Jackson National EA D EsCRIPTION : Purchase shares of JNL/M ellon Capital s&P 400 MidCap Index fundJT JNL/PIMCO Investment grade Corporate Bond

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust > Jackson National EA D EsCRIPTION : Purchased shares of JNL/PIMCO Inve stment grade Corporate BondJT JNL/s&P Dividend Income & growth

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust > Jackson National EA D EsCRIPTION : Purchased shares of JNL/ s&P Dividend Income & growthID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT JNL/The Boston Company Equity Income

g fedcF ILINg s TaTus : New HuYa Inc. american depos itaryshares, each representing one Class a ordinary share (HuYa) [sT]

g fedcbF ILINg s TaTus : New HuYa Inc. american depos itaryshares, each representing one Class a ordinary share (HuYa) [sT]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT gabelli Multi-Media Trust, Inc. (ggT)

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 SP Charles Schwab Corporation (SCHW)

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #6 SP East West Bancorp, Inc. (EWBC)

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #6 SP Visa Inc. (V)

Bay Area Toll at California Bridge Revenue Bond Rate/Coupon: 2.76% - Variable Matures: 04/01/2036

Bay Area Toll Auth California Revenue Bond Rate/Coupon: 2.41% - Variable Matures: 11/01/2022

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Advanced Micro Devices, Inc. (AMD)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) American outdoor Brands Corporation (AoBC)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Deckers outdoor Corporation (DECK)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP FedEx Corporation (FDX) [sT]

g fedcF ILING S TaTUS : New Filing Id #20011113 S UbHoLdING o F : 150 Main Street Trust > First Republic Securities Company LLCLoNG bEaCH Ca HbR REV

g fedcF ILINg S TaTUS : New Citizens Fina ncial group PFD6.35%

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : - Trust 1 Dollar general Corporation (Dg)

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #4 SP Enel Societa Per azioni Unsponsored aDR (ENLaY)

g fedcbF ILING S TaTUS : New S UBHoLDING o F : Vananne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPD ESCRIPTIoN : CaLL/XoM @ 87.5 EXP 02/15/2019 SP Facebook, Inc. - Class a (FB)

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #3 JT JPM TR I TaX FREE RESERVE SWEEP FD FUND 3957

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #6 SP Red Hat, Inc. (RHT)

g fedcbF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 SP Regeneron Pharmaceutic als, Inc.(REGN)

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 SP Walt Disney Company (DIS)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > CVS Health Corporation ( CVS)

g fedcbF IlINg S TaTuS : New S ubHOlDINg O F : Morgan Stanley Philip Morris International Inc (PM)

g fedcF IlINg S TaTuS : New S ubHOlDINg O F : Morgan Stanley Schlumberger N.V. (Slb)

Weight Watchers International, Inc.

g fedcF IlINg S TATuS : New D ESCRIPTION : Covered Short Simon Property group, Inc. (SPg)

g fedcF IlINg S TATuS : New D ESCRIPTION : Covered Short Federal Realty Investment Trust (FRT)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA SP Facebook, Inc. - Class A (Fb)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K Facebook, Inc. - Class A (Fb)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > apple Inc. (aaPL)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings L oCaTIoN : US d ESCRIPTIoN : IShares Gold Trust describ es itself as a commodity that seeks to track the current price of gold.JP Morgan Chase & Co. (JPM)